Czechia — ESMA Sanctions Register
39 sanctions and enforcement actions recorded for Czechia.
Entity name not disclosed
23 Jul 2025 · #14471 · MiFID
Entity name not disclosed
24 May 2025 · #14485 · MiFID
Entity name not disclosed
20 Nov 2024 · #13592 · MiFID
Entity name not disclosed
9 Aug 2024 · #13250 · MiFID
Entity name not disclosed
22 Jul 2024 · #13249 · MiFID
Entity name not disclosed
14 Jun 2024 · #13248 · MiFID
J&T BANKA, a.s.
2 Sept 2021 · #10486 · MiFID
KK INVESTMENT PARTNERS, a.s.
7 Dec 2020 · #10485 · MiFID
Moventum a.s.
9 Mar 2020 · #10487 · MiFID
Sberbank CZ, a.s.
18 Feb 2020 · #10484 · MiFID
Komerční banka, a.s.
11 Feb 2020 · #10483 · MiFID
Raiffeisenbank a.s.
26 Jul 2019 · #10481 · MiFID
Czech Asset Investments, a.s.
27 Jun 2019 · #10479 · MiFID
BH Securities a.s.
26 Jun 2019 · #10482 · MiFID
Conseq Investment Management, a.s.
6 Feb 2019 · #10475 · MiFID
CYRRUS, a.s.
3 May 2018 · #10478 · MiFID
Československá obchodní banka, a. s.
5 Jun 2017 · #10477 · MiFID
J&T BANKA, a.s.
22 Nov 2016 · #5665 · MiFID
Generali Investments CEE, investiční společnost, a.s.
17 Jun 2016 · #3743 · UCITS
UNIQA investiční společnost, a.s.
18 May 2016 · #3744 · UCITS
Czech Asset Investments, a.s.
23 Jun 2015 · #2783 · MiFID
BH Securities a.s.
10 Jun 2015 · #2784 · MiFID
CYRRUS, a.s.
27 Aug 2013 · #586 · MiFID
Czech Asset Investments, a.s.
15 Oct 2012 · #582 · MiFID
J&T BANKA, a.s.
1 Sept 2012 · #2195 · MiFID
CYRRUS, a.s.
25 Jun 2012 · #2188 · MiFID
Komerční banka, a.s.
28 Apr 2012 · #605 · MAD
ČSOB Asset Management, a.s., investiční společnost
22 Dec 2011 · #2208 · UCITS
Raiffeisenbank a.s.
12 Oct 2011 · #2204 · MiFID
ATLANTIK finanční trhy, a.s.
1 Sept 2011 · #2193 · MiFID
ATLANTIK finanční trhy, a.s.
11 Jun 2011 · #2194 · MiFID
Patria Finance, a.s.
22 Feb 2011 · #2202 · MiFID
EFEKTA obchodník s cennými papíry a.s.
15 Feb 2011 · #2186 · MiFID
WOOD & Company Financial Services, a.s.
21 Oct 2010 · #2197 · MiFID
Raiffeisenbank a.s.
5 Oct 2010 · #2205 · MAD
Raiffeisenbank a.s.
1 Oct 2010 · #2206 · MiFID
UniCredit Bank Czech Republic and Slovakia, a.s.
21 May 2010 · #2207 · MiFID
J&T BANKA, a.s.
7 Apr 2010 · #2196 · MiFID
CYRRUS, a.s.
22 Mar 2010 · #2187 · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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