Slovakia — ESMA Sanctions Register
13 sanctions and enforcement actions recorded for Slovakia.
U.P. o.c.p., a.s.
31 Mar 2026 · #14903 · MiFID
PRIVESTO CAPITAL, a.s., obchodník s cennými papiermi
23 Oct 2024 · #13743 · MiFID
VALOR, o.c.p., a.s.
31 Jul 2024 · #13746 · MiFID
International Investment Platform, o.c.p., a.s.
21 Jul 2022 · #11726 · MiFID
CAPITAL MARKETS, o.c.p., a.s.
28 Sept 2021 · #10474 · MiFID
CAPITAL MARKETS, o.c.p., a.s.
28 Sept 2021 · #10473 · MiFID
CAPITAL MARKETS, o.c.p., a.s.
28 Sept 2021 · #10471 · MiFID
CAPITAL MARKETS, o.c.p., a.s.
28 Sept 2021 · #10476 · MiFID
Arca Brokerage House o.c.p., a.s.
13 Dec 2019 · #8487 · MiFID
Infinity ELITE, o.c.p., a.s.
5 May 2017 · #4624 · MiFID
Eurizon Asset Management Slovakia, správ. spol., a.s.
10 Nov 2015 · #3043 · UCITS
RM - S Market o.c.p., a.s.
13 Jul 2015 · #2663 · MiFID
ZENIT kapital o.c.p., a.s.
11 May 2015 · #2563 · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.