Ireland — ESMA Sanctions Register

14 sanctions and enforcement actions recorded for Ireland.

Cantor Fitzgerald Ireland Limited

25 Feb 2025 · #13814 · MAR

Administrative sanction and measure

Goodbody Stockbrokers UC

27 Feb 2024 · #12605 · MAR

Administrative sanction and measure

GlobalReach Multi-strategy ICAV

28 Nov 2023 · #12546 · EMIR

Administrative sanction and measure

J&E Davy Unlimited Company

1 Mar 2021 · #12586 · MiFID

Administrative sanction and measure

The Governor and Company of the Bank of Ireland

27 Jul 2020 · #13424 · MiFID

Administrative sanction and measure

Bastow Charleton

27 Mar 2018 · #5684 · MiFID

Administrative sanction and measure

B.C.P. ASSET MANAGEMENT DESIGNATED ACTIVITY COMPANY

18 Dec 2017 · #5305 · MiFID

Administrative sanction and measure

Capita Life and Pensions Services (Ireland) Limited

11 Oct 2016 · #3983 · MiFID

Administrative sanction and measure

Computershare Investor Services (Ireland) Limited

15 Dec 2015 · #3084 · MiFID

Administrative sanction and measure

Waystone Asset Management (IE) Limited

1 Dec 2015 · #3063 · MiFID

Administrative sanction and measure

AVA Trade EU Limited

4 Mar 2014 · #2534 · MiFID

Administrative sanction and measure

Susquehanna International Securities Limited

25 Jun 2013 · #782 · MiFID

Administrative sanction and measure

Cantor Fitzgerald Ireland Limited

12 Dec 2012 · #784 · MAD

Not requested by ESMA when submitted

Merrion Stockbrokers Limited

21 Mar 2012 · #783 · MiFID

Administrative sanction and measure

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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