Merrion Stockbrokers Limited
1 of 14 sanctions recorded for Ireland.
- Sanction date
- 21 Mar 2012
- Country
- Ireland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- LEI
- 635400MAMSZNLASIXI36
- ESMA sanction ID
- 783
Sanction text
Original language: English. Text is published as-is from ESMA.
The Central Bank of Ireland ("the Central Bank") has entered into a Settlement Agreement with effect from 21 March 2012 with Merrion Stockbrokers Limited ("the firm"), a regulated financial services provider, in relation to breaches of Regulations 112 and 33(1)(a) of the European Communities (Markets in Financial Instruments) Regulations 2007 ("the MiFID Regulations").
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
- LEI Lookup Look up this entity by LEI
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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