Bastow Charleton
1 of 14 sanctions recorded for Ireland.
- Sanction date
- 27 Mar 2018
- Country
- Ireland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 5684
Sanction text
Original language: English. Text is published as-is from ESMA.
On 27 March 2018, the Central Bank of Ireland fined BCWM plc €220,000 and reprimanded it for three breaches of the Client Asset Requirements 2007 and two breaches of the European Communities (Markets in Financial Instruments) Regulations 2007.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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