ESMA Sanctions & Enforcement Register
Sanctions and enforcement actions published by ESMA for entities it directly supervises — credit rating agencies, trade repositories, benchmark administrators, and more.
1,318 records.
Sanctions by country
Proud-Market.com
28 May 2019 · #7408 · Belgium · MiFID
Global Alliance Capital
28 May 2019 · #7404 · Belgium · MiFID
SSS Services
21 May 2019 · #7400 · Belgium · MiFID
Swissmain.com/Meridian Banc Ltd.
21 May 2019 · #7402 · Belgium · MiFID
OMCMarkets
21 May 2019 · #7390 · Belgium · MiFID
PlusOption
21 May 2019 · #7396 · Belgium · MiFID
Hope Area
21 May 2019 · #7374 · Belgium · MiFID
Littinvest
21 May 2019 · #7380 · Belgium · MiFID
Marketscube
21 May 2019 · #7385 · Belgium · MiFID
Asset Management Company "INVL Asset Management"
14 May 2019 · #7372 · Lithuania · MiFID
Entity name not disclosed
7 May 2019 · #7326 · Greece · MiFID
Entity name not disclosed
7 May 2019 · #7324 · Greece · MiFID
Entity name not disclosed
7 May 2019 · #7325 · Greece · MiFID
Entity name not disclosed
18 Apr 2019 · #7244 · Greece · MiFID
Entity name not disclosed
18 Apr 2019 · #7245 · Greece · MiFID
IQ OPTION EUROPE LTD
15 Apr 2019 · #7368 · Cyprus · MiFID
Entity name not disclosed
28 Mar 2019 · #7125 · Romania · MiFID
Entity name not disclosed
26 Mar 2019 · #7944 · Poland · MiFID
Entity name not disclosed
26 Mar 2019 · #7943 · Poland · MiFID
ADEMAF SA
5 Mar 2019 · #7004 · Italy · MiFID
GBE-Capital (www.gbe-capital.com)
26 Feb 2019 · #7045 · Belgium · MiFID
JT-Europe (www.jt-europe.com)
26 Feb 2019 · #7046 · Belgium · MiFID
Entity name not disclosed
22 Feb 2019 · #7047 · Romania · MiFID
Entity name not disclosed
15 Feb 2019 · #7165 · Greece · MiFID
Entity name not disclosed
15 Feb 2019 · #7163 · Greece · MiFID
Entity name not disclosed
15 Feb 2019 · #7166 · Greece · MiFID
Entity name not disclosed
15 Feb 2019 · #7164 · Greece · MiFID
Entity name not disclosed
15 Feb 2019 · #7162 · Greece · MiFID
HybridReserve (Singlebell LTD / SingleBell OU)
12 Feb 2019 · #6899 · Belgium · MiFID
CFDS100 (TRSYSTEM Ltd)
12 Feb 2019 · #6902 · Belgium · MiFID
365 Markets (Trustnet LTD)
12 Feb 2019 · #6903 · Belgium · MiFID
FXG Trade (Capital FXG Ltd / Nordic Pearl Ltd)
12 Feb 2019 · #6901 · Belgium · MiFID
PBN CAPITAL (CAPITAL TECH LTD / PBOX LTD)
12 Feb 2019 · #6900 · Belgium · MiFID
Conseq Investment Management, a.s.
6 Feb 2019 · #10475 · Czechia · MiFID
Entity name not disclosed
28 Jan 2019 · #7160 · Greece · MiFID
Entity name not disclosed
15 Jan 2019 · #7156 · Greece · MiFID
Entity name not disclosed
15 Jan 2019 · #7155 · Greece · MiFID
Entity name not disclosed
14 Jan 2019 · #6786 · Romania · MiFID
Entity name not disclosed
14 Jan 2019 · #6785 · Romania · MiFID
KLMholdings
27 Dec 2018 · #7031 · Belgium · MiFID
Ashcroft Cohen Strategic Capital - ACSC
27 Dec 2018 · #7026 · Belgium · MiFID
IBG Capital Partners / Index Financial Group / State Bridge Partners
27 Dec 2018 · #7029 · Belgium · MiFID
Asia Associates
27 Dec 2018 · #7028 · Belgium · MiFID
Cobalt Capital Inc
27 Dec 2018 · #7030 · Belgium · MiFID
Warrington Shaw
27 Dec 2018 · #7032 · Belgium · MiFID
Resona Dai-Ichi Group
27 Dec 2018 · #7024 · Belgium · MiFID
Mercurius Dom Maklerski Sp. z o.o.
18 Dec 2018 · #7927 · Poland · MiFID
Entity name not disclosed
17 Dec 2018 · #6664 · Romania · MiFID
AMF CAPITAL LIMITED
13 Dec 2018 · #12385 · Italy · MiFID
Entity name not disclosed
6 Dec 2018 · #6626 · Romania · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.