ESMA Sanctions & Enforcement Register
Sanctions and enforcement actions published by ESMA for entities it directly supervises — credit rating agencies, trade repositories, benchmark administrators, and more.
1,318 records.
Sanctions by country
GCG International
22 Dec 2020 · #9594 · Belgium · MiFID
Migotrade
22 Dec 2020 · #9597 · Belgium · MiFID
Safe IG
22 Dec 2020 · #9598 · Belgium · MiFID
GFX Royal
22 Dec 2020 · #9595 · Belgium · MiFID
FDI Funds
22 Dec 2020 · #9592 · Belgium · MiFID
BitCapitals
22 Dec 2020 · #9588 · Belgium · MiFID
Brokerunity
22 Dec 2020 · #9589 · Belgium · MiFID
Entity name not disclosed
16 Dec 2020 · #10816 · Poland · MiFID
Vuelex (www.vuelex.com)
15 Dec 2020 · #9550 · Belgium · MiFID
Asse-Groupe (www.asse-groupe.com)
15 Dec 2020 · #9547 · Belgium · MiFID
Brookfield Investment fund plc (https://brookfieldinvestmentfundsplc.net)
15 Dec 2020 · #9548 · Belgium · MiFID
PATRIMOINE CONNECT (HTTPS://4GSTE3-12QXT9901MND.COM)
15 Dec 2020 · #9551 · Belgium · MiFID
CREATE CAPITAL INVEST (WWW.CREATECAPITALINVEST.COM)
15 Dec 2020 · #9549 · Belgium · MiFID
Entity name not disclosed
11 Dec 2020 · #11357 · Cyprus · MiFID
SPB Befektetési Zrt.
9 Dec 2020 · #9995 · Hungary · MiFID
NRG CAPITAL LIMITED
9 Dec 2020 · #10660 · Italy · MiFID
Entity name not disclosed
8 Dec 2020 · #9764 · Germany · MiFID
Entity name not disclosed
7 Dec 2020 · #10820 · Poland · MiFID
KK INVESTMENT PARTNERS, a.s.
7 Dec 2020 · #10485 · Czechia · MiFID
Entity name not disclosed
3 Dec 2020 · #11358 · Cyprus · MiFID
Idea Bank S.A.
30 Nov 2020 · #10716 · Poland · MiFID
TradersChain
17 Nov 2020 · #9517 · Belgium · MiFID
MottoFX
17 Nov 2020 · #9510 · Belgium · MiFID
Profits Trade
17 Nov 2020 · #9514 · Belgium · MiFID
Solid Invest
17 Nov 2020 · #9515 · Belgium · MiFID
OTPFX
17 Nov 2020 · #9513 · Belgium · MiFID
OnlineMarketShare
17 Nov 2020 · #9512 · Belgium · MiFID
MyCoinBanking
17 Nov 2020 · #9511 · Belgium · MiFID
Bright Finance
17 Nov 2020 · #9508 · Belgium · MiFID
Synergy Capitals
17 Nov 2020 · #9516 · Belgium · MiFID
Markets Pilot
17 Nov 2020 · #9509 · Belgium · MiFID
365capitalmarkets
17 Nov 2020 · #9507 · Belgium · MiFID
Uptos
17 Nov 2020 · #9518 · Belgium · MiFID
RGV HOLDINGS LTD
12 Nov 2020 · #11172 · Italy · MiFID
Erste Befektetési Zrt.
5 Nov 2020 · #9992 · Hungary · MiFID
Entity name not disclosed
4 Nov 2020 · #9457 · Greece · MiFID
Entity name not disclosed
4 Nov 2020 · #9458 · Greece · MiFID
Entity name not disclosed
4 Nov 2020 · #9456 · Greece · MiFID
Entity name not disclosed
4 Nov 2020 · #9454 · Greece · MiFID
Entity name not disclosed
4 Nov 2020 · #9455 · Greece · MiFID
Prime Selection Dom Maklerski S.A.
29 Sept 2020 · #10351 · Poland · MiFID
Entity name not disclosed
29 Sept 2020 · #11356 · Cyprus · MiFID
CMarketsGroup
15 Sept 2020 · #9384 · Belgium · MiFID
Inertactive Trade
15 Sept 2020 · #9374 · Belgium · MiFID
Qteck
15 Sept 2020 · #9379 · Belgium · MiFID
Remaxima
15 Sept 2020 · #9380 · Belgium · MiFID
Solidcapital
15 Sept 2020 · #9381 · Belgium · MiFID
Primecapitec
15 Sept 2020 · #9378 · Belgium · MiFID
BigFX
15 Sept 2020 · #9375 · Belgium · MiFID
Invcenter
15 Sept 2020 · #9377 · Belgium · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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