ESMA Sanctions & Enforcement Register
Sanctions and enforcement actions published by ESMA for entities it directly supervises — credit rating agencies, trade repositories, benchmark administrators, and more.
1,318 records.
Sanctions by country
Entity name not disclosed
19 Oct 2011 · #2317 · Bulgaria · MiFID
Raiffeisenbank a.s.
12 Oct 2011 · #2204 · Czechia · MiFID
ATLANTIK finanční trhy, a.s.
1 Sept 2011 · #2193 · Czechia · MiFID
Entity name not disclosed
9 Aug 2011 · #2318 · Bulgaria · MiFID
ATLANTIK finanční trhy, a.s.
11 Jun 2011 · #2194 · Czechia · MiFID
Entity name not disclosed
2 Apr 2011 · #2322 · Bulgaria · MiFID
Entity name not disclosed
2 Apr 2011 · #2323 · Bulgaria · MiFID
Entity name not disclosed
2 Apr 2011 · #2324 · Bulgaria · MiFID
Patria Finance, a.s.
22 Feb 2011 · #2202 · Czechia · MiFID
EFEKTA obchodník s cennými papíry a.s.
15 Feb 2011 · #2186 · Czechia · MiFID
SNS Bank N.V.
20 Jan 2011 · #5071 · Netherlands · MiFID
Entity name not disclosed
4 Jan 2011 · #2321 · Bulgaria · MiFID
WOOD & Company Financial Services, a.s.
21 Oct 2010 · #2197 · Czechia · MiFID
Raiffeisenbank a.s.
5 Oct 2010 · #2205 · Czechia · MAD
Raiffeisenbank a.s.
1 Oct 2010 · #2206 · Czechia · MiFID
UniCredit Bank Czech Republic and Slovakia, a.s.
21 May 2010 · #2207 · Czechia · MiFID
J&T BANKA, a.s.
7 Apr 2010 · #2196 · Czechia · MiFID
CYRRUS, a.s.
22 Mar 2010 · #2187 · Czechia · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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