ESMA Sanctions & Enforcement Register
Sanctions and enforcement actions published by ESMA for entities it directly supervises — credit rating agencies, trade repositories, benchmark administrators, and more.
1,318 records.
Sanctions by country
Universal Markets
31 Mar 2020 · #8947 · Belgium · MiFID
Grand Capital
31 Mar 2020 · #8943 · Belgium · MiFID
www.financial-liquidity.com
31 Mar 2020 · #8949 · Belgium · MiFID
Kingston Trading
31 Mar 2020 · #8946 · Belgium · MiFID
Titan Pro 500
31 Mar 2020 · #8945 · Belgium · MiFID
Elite Trading
31 Mar 2020 · #8942 · Belgium · MiFID
BTC-trading24
31 Mar 2020 · #8941 · Belgium · MiFID
CIB Bank Zártkörűen Működő Részvénytársaság
25 Mar 2020 · #9979 · Hungary · MiFID
Gato Capital Partners (https://gatocapitalpartners.com/)
17 Mar 2020 · #8940 · Belgium · MiFID
Larkin Asset Management (http://www.larkinassetmanagement.com)
17 Mar 2020 · #8934 · Belgium · MiFID
Sapone Trading (http://www.saponetrading.com/)
17 Mar 2020 · #8938 · Belgium · MiFID
McKenzie International Investments (https://mckenzieinternationalinvestments.com/)
17 Mar 2020 · #8937 · Belgium · MiFID
Byron-Stafford (https://byron-stafford.com/)
17 Mar 2020 · #8939 · Belgium · MiFID
J McKenzie (http://www.jmmckenzie.com/)
17 Mar 2020 · #8936 · Belgium · MiFID
Compass Consulting Group (http://www.compassconsultinggroup.co.uk/)
17 Mar 2020 · #8935 · Belgium · MiFID
CODEX Értéktár Zártkörűen Működő Részvénytársaság
11 Mar 2020 · #9978 · Hungary · MiFID
Moventum a.s.
9 Mar 2020 · #10487 · Czechia · MiFID
Uždaroji akcinė bendrovė Nter Asset Management
24 Feb 2020 · #8887 · Lithuania · UCITS
www.central-spot.com
18 Feb 2020 · #8933 · Belgium · MiFID
Sberbank CZ, a.s.
18 Feb 2020 · #10484 · Czechia · MiFID
Komerční banka, a.s.
11 Feb 2020 · #10483 · Czechia · MiFID
www.cesco-invest.com
11 Feb 2020 · #8927 · Belgium · MiFID
www.actio-prevoyance.com
11 Feb 2020 · #8930 · Belgium · MiFID
www.ingroupe-online.com / www.market.online-ingroupe.com
11 Feb 2020 · #8932 · Belgium · MiFID
www.aes-financial.com
11 Feb 2020 · #8929 · Belgium · MiFID
www.intesa-gestion.com
11 Feb 2020 · #8928 · Belgium · MiFID
www.winbankfinance.online
11 Feb 2020 · #8931 · Belgium · MiFID
Duxa Capital
3 Feb 2020 · #8594 · Belgium · MiFID
Expert Base27
3 Feb 2020 · #8589 · Belgium · MiFID
Bormancorp
3 Feb 2020 · #8593 · Belgium · MiFID
INTRGROUP
3 Feb 2020 · #8590 · Belgium · MiFID
My Safe Market
3 Feb 2020 · #8591 · Belgium · MiFID
AllTradeMarkets
3 Feb 2020 · #8592 · Belgium · MiFID
Entity name not disclosed
10 Jan 2020 · #8369 · Greece · MiFID
HUDEX Energiatőzsde Zrt.
23 Dec 2019 · #9189 · Hungary · MiFID
Blue Lexus
17 Dec 2019 · #8248 · Belgium · MiFID
OmegaFX
17 Dec 2019 · #8250 · Belgium · MiFID
CFReserve
17 Dec 2019 · #8249 · Belgium · MiFID
Beflix
17 Dec 2019 · #8247 · Belgium · MiFID
Trade Idea
17 Dec 2019 · #8252 · Belgium · MiFID
OptionFX
17 Dec 2019 · #8251 · Belgium · MiFID
Arca Brokerage House o.c.p., a.s.
13 Dec 2019 · #8487 · Slovakia · MiFID
Entity name not disclosed
11 Dec 2019 · #8367 · Greece · MiFID
Entity name not disclosed
11 Dec 2019 · #8368 · Greece · MiFID
www.dif-patrimoine.com
10 Dec 2019 · #8253 · Belgium · MiFID
www.act-financial-solutions.com
10 Dec 2019 · #8254 · Belgium · MiFID
BANCA NAZIONALE DEL LAVORO S.P.A.
9 Dec 2019 · #8207 · Italy · MiFID
Dom Maklerski Bank Ochrony Środowiska S.A.
19 Nov 2019 · #8710 · Poland · MiFID
Structured Strategic Capital (www.structuredstrategiccapital.com/)
12 Nov 2019 · #8194 · Belgium · MiFID
Blue Hill Capitals (pas de site web, « cloned firm » de www.bluehillscapital.com/)
12 Nov 2019 · #8189 · Belgium · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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