EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,666 Q&As matching current filters · page 140 of 174
Identification of the UCITS
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Clear language - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Communication of KIID to investors
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Preparation of KIID by UCITS that are no longer marketed to the public or by UCITS in liquidation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Communication of KIID to investors
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Preparation of KIID by UCITS that are no longer marketed to the public or by UCITS in liquidation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Communication of KIID to investors
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Communication of KIID to investors
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Preparation of KIID by UCITS that are no longer marketed to the public or by UCITS in liquidation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Clear language - KIID
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Treatment of UCITS with share or unit classes
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-09-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Disclosure of leverage
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Fund of funds
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Concentration rules
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Disclosure of leverage
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Hedging strategies
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Hedging strategies
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS - Hedging strategies
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2012-07-01
Designation of an agent for the exercise of financial rights; TD Art. 17 and 18
Transparency Directive (TD) Directive 2004/109/EC
Answered 2011-02-25
Disclosure of major holdings in case of joint investors' account; TD Art. 9 and 10
Transparency Directive (TD) Directive 2004/109/EC
Answered 2009-10-27
Major shareholding notification – acquisition of a shareholder; TD Art. 9(1)
Transparency Directive (TD) Directive 2004/109/EC
Answered 2009-10-27
Class by class disclosure; TD Art. 9(1)
Transparency Directive (TD) Directive 2004/109/EC
Answered 2009-04-30
Instrument on unallocated Gold according to alternative standardised approach for market risk
Regulation (EU) No 575/2013 (CRR) · Art. 325p
Submitted 2026-09-16
Spot instrument on unallocated Gold are subject to counterparty risk
Regulation (EU) No 575/2013 (CRR) · Art. 271
Submitted 2026-09-16
Collateral haircuts for third-country equivalent PSE-RGLA’s
Regulation (EU) No 575/2013 (CRR) · Art. 197
Submitted 2026-09-10
Applicability of the prior permission requirement under Article 26(3) CRR to investment firms subject to Regulation (EU) 2019/2033 (IFR)
Regulation (EU) No 2019/2033 (IFR) · Art. 9
Submitted 2026-09-08
Possible fraud
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR · Art. I am trying to find out if a person by the name of gabriel keller works for you think he may be fake
Submitted 2026-08-25
Use of the EBA’s aggregated loss data for “All national markets outside the Union” for the purposes of Articles 125 and 126 CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 125
Submitted 2026-08-25
Treatment of the secured portion of defaulted IPRE exposures under the Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 124,125,126 and 127
Submitted 2026-08-21
Clarification on the use of external credit assessments when determining HQLA eligibility of assets representing a claim on a third-country central government
Regulation (EU) No 575/2013 (CRR) · Art. 10
Submitted 2026-08-17
Application of the SME supporting factor to exposures financing private purposes following CRR III
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2026-08-12
National competent authorities power to increase the quantity of ARTs and EMTS issuers' own funds or reserve assets in relation to Article 45(4)
Regulation (EU) No 2023/1114 (MiCAR) · Art. Article 45
Submitted 2026-08-10
The control formula v11889_m lacks sufficient evidential value.
Regulation (EU) No 575/2013 (CRR) · Art. v11889_m
Submitted 2026-07-30
The control formula v10666_m lacks sufficient evidential value.
Regulation (EU) No 575/2013 (CRR) · Art. v10666_m
Submitted 2026-07-30
The control formula v11888_m lacks sufficient evidential value.
Regulation (EU) No 575/2013 (CRR) · Art. v11888_m
Submitted 2026-07-30
Validation Rule v22950_m – warning generated for exposure class [eba_qEC:qx2038] in C 07.00a
Regulation (EU) No 575/2013 (CRR) · Art. Article 125
Submitted 2026-07-24
CVA exemptions: marginal impact of reintegration
Regulation (EU) No 575/2013 (CRR) · Art. 381-386
Submitted 2026-07-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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