ESMA · ESMA_QA_1183 Answer Published

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Name: Notification of UCITS and UCITS management companies; exchange of information between competent authorities: ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic: Disclosures
Submitted: 2012-07-01
Answered: 2012-07-01

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Question

Should notification by the UCITS to the competent authorities of the host Member States of a change in the name of the UCITS or in one of its investment compartments be accompanied by an attestation letter?

Answer

[ESMA 34-43-392 UCITS Q&A, section 4, Q&A 2b] No. When UCITS notify the competent authorities of home Member States of a change in the name of the UCITS or in one of its investment compartments, no UCITS attestation should be transmitted.

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