ESMA · ESMA_QA_1182 Answer Published

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic
Disclosures
Submitted
2012-07-01
Answered
2012-07-01
Browse UCITS Register → More Q&As on this regulation →

Question

Should notifications to the competent authorities of the host Member States of amendments to the documents referred to in Article 93(2) of Directive 2009/65/EC (i.e. fund rules or instruments of incorporation, prospectus, latest annual report and half-yearly report by the UCITS) be accompanied by an attestation letter?

Answer

[ESMA 34-43-392 UCITS Q&A, section 4, Q&A 2a] No. The attestation letter should only be transmitted to the competent authority of the host Member State by the competent authority of the home Member State at the time of the original notification of marketing.
View original on European Securities and Markets Authority ↗

This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

Similar Q&As

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Answered 2012-07-01

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Answered 2012-07-01

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Answered 2012-07-01

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Answered 2012-07-01

Updates of notification letters for the cross-border marketing of UCITS

Answered 2025-06-18

More Q&As on this topic

Updates of notification letters for the cross-border marketing of UCITS

Answered 2025-06-18

Issuer concentration

Answered 2023-02-03

Issuer concentration

Answered 2023-02-01

Issuer concentration

Answered 2023-02-01

Issuer concentration

Answered 2023-02-01

📋 Track EU financial regulation continuously

Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.

Start free trial → Learn more

14-day free trial. No credit card required.