ESMA · ESMA_QA_1079 Answer Published

Preparation of KIID by UCITS that are no longer marketed to the public or by UCITS in liquidation

Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic
Disclosures
Submitted
2012-09-01
Answered
2012-09-01
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Question

Should there be an obligation to prepare a KIID for a UCITS that is in liquidation?

Answer

[ESMA 34-43-392 UCITS Q&A, section 2, Q&A 1b] When a UCITS is in liquidation there can be no obligation to prepare a KIID as the liquidator may have assumed many of the powers of the UCITS management company.
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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