ESA Joint Committee · priips-110 Final

Do the rules concerning the UCITS key investor information document (KIID) still apply?

Regulation
PRIIPs
Answered
2022-11-14
Answer provided by
ESAs (EBA, ESMA, EIOPA)
More Q&As on this regulation →
⚠

Joint Committee Q&As are published in consolidated PDF documents without explicit question/answer delimiters. Section boundaries below are identified automatically and may occasionally be imprecise.

Question

Do the rules concerning the UCITS key investor information document (KIID) still apply?

Answer

The rules concerning the UCITS KIID still apply in certain specific situations. In particular, where a UCITS is not made available to retail investors in the EU in accordance with Article 5(1) of the PRIIPs Regulation, the UCITS management company is required to draw up a key investor information document in compliance with the rules in Directive 2009/65/EC (UCITS Directive)2, unless it has decided to draw up a KID as out in the PRIIPs Regulation.
View original on ESA Joint Committee (EBA, ESMA, EIOPA) ↗

This Q&A is published by ESA Joint Committee (EBA, ESMA, EIOPA) and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

Similar Q&As

Preparation of KIID by UCITS that are no longer marketed to the public or by UCITS in liquidation

Answered 2012-09-01

2 And further detailed in particular in the Commission Regulation (EU) 583/2010 and corresponding ESMA Q&As 4. While currently UCITS (or their management companies) send their KIID to the home compet

Answered 2023-01-27

Communication of KIID to investors

Answered 2012-09-01

Communication of KIID to investors

Answered 2012-09-01

Key information document (KID)

Answered 2023-10-23

📋 Track EU financial regulation continuously

Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.

Start free trial → Learn more

14-day free trial. No credit card required.