ESMA · ESMA_QA_1190 Answer Published

Notification of UCITS and UCITS management companies; exchange of information between competent authorities

Name: Notification of UCITS and UCITS management companies; exchange of information between competent authorities: ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic: Disclosures
Submitted: 2012-07-01
Answered: 2012-07-01

Browse UCITS Register → More Q&As on this regulation →

Question

Under Part B of the model notification letter set out in Annex I of Regulation 584/2010, the UCITS’ host Member State may require evidence of payment of notification fees. How should this evidence of payment be provided?

Answer

[ESMA 34-43-392 UCITS Q&A, section 4, Q&A 6] There should be evidence that the notification fee has been transferred e.g. by a scan of the transfer form. The evidence should be attached to the notification as proof of payment.

View original on European Securities and Markets Authority ↗

This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.