European Banking Authority Q&A Database

Official Q&As published by the European Banking Authority on CRD, CRR, PSD2, AML, and other EU banking regulations.

2,714 final Q&As · page 39 of 55 · View all sources

Exclusion of Intragroup Liabilities -Treatment of cases when one institution pays annual contribution according to Article 10 of DA (lump sum) and the other according to standard risk-weight reflecting approach

Directive 2014/59/EU (BRRD) · Art. 103

Final Q&A

Answered 2016-05-13

Annual contribution of institutions newly supervised, institutions non existent in the reference year for contribution calculation, and institutions that ceased to be supervised

Directive 2014/59/EU (BRRD) · Art. 103

Final Q&A

Answered 2016-05-13

CVA for Exposures in structures with underlying assets

Regulation (EU) No 575/2013 (CRR) · Art. 382

Final Q&A

Answered 2016-05-13

Exclusion of positions from the calculation of net open currency positions

Regulation (EU) No 575/2013 (CRR) · Art. 351, 352

Final Q&A

Answered 2016-04-28

Reporting of retail deposits to internet banks that are also partly used as collateral for various broker services such as forex and other OTC derivatives.

Regulation (EU) No 575/2013 (CRR) · Art. Article 412(1), 460

Final Q&A

Answered 2016-04-28

Minority interests

Regulation (EU) No 575/2013 (CRR) · Art. 31a, 81

Final Q&A

Answered 2016-04-28

Large exposure reporting – Criteria for reducing the value of an exposure secured by commercial immovable property

Regulation (EU) No 575/2013 (CRR) · Art. 402, 194, 399

Final Q&A

Answered 2016-04-22

Reporting of initial margin posted in the context of derivative transactions and contribution to default funds to CCPs

Regulation (EU) No 575/2013 (CRR) · Art. 428

Final Q&A

Answered 2016-04-15

Amounts to be reported under derivatives receivables in C 60.00 (row 1290) and under liabilities from derivatives payables contracts in C 61.00 (row 240) of the - ITS on supervisory reporting of institutions.

Regulation (EU) No 575/2013 (CRR) · Art. 427 and 428

Final Q&A

Answered 2016-04-15

C 60.00 Items requiring stable funding – amounts to be reported under rows r040 – 070 and 152 – 153

Regulation (EU) No 575/2013 (CRR) · Art. 428

Final Q&A

Answered 2016-04-15

Rows 660 – 770 of the template C 60.00 of Annex XII of the ITS on supervisory reporting do not seem to be feasible for the reporting of equities if these are considered as liquid assets. After the application of the LCR Delegated act some equities are considered as level 2B liquid assets. Therefore a solution is needed on where to report these assets in this template.

Regulation (EU) No 575/2013 (CRR) · Art. 428

Final Q&A

Answered 2016-04-15

C 60.00 and C 61.00 – clarification on the amount extremely high liquidity and credit quality, on the amount high liquidity and credit quality and amount other assets

Regulation (EU) No 575/2013 (CRR) · Art. 427, 428

Final Q&A

Answered 2016-04-15

FINREP – Non-performing exposures during performing probation period

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2016-04-15

FINREP Counterparty Breakdown (ESA 2010)

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2016-04-15

CR IP Losses

Regulation (EU) No 575/2013 (CRR) · Art. 101

Final Q&A

Answered 2016-04-15

Group Solvency template (C06.00) – information on capital buffers (columns 410 to 480)

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2016-04-15

Validation Rule v3684_s,v3693_s,v3695_s

Regulation (EU) No 575/2013 (CRR) · Art. 467-478; 481

Final Q&A

Answered 2016-04-15

Datos C.15.00 / data C 15.00

Regulation (EU) No 575/2013 (CRR) · Art. 101

Final Q&A

Answered 2016-04-15

Annexe XV and Template F 03.00: data point in r030-c010 doesn't sum up the data point in r090-c010.

Regulation (EU) No 575/2013 (CRR) · Art. 81

Final Q&A

Answered 2016-04-15

Reporting of significant currencies (> 5%) according to Art. 415 (2) lit. a CRR

Regulation (EU) No 575/2013 (CRR) · Art. 415

Final Q&A

Answered 2016-04-08

Clarification on Add on measure of Securities Financing Transactions (SFT) from the delegated act of the regulation 575/2013 on leverage ratio.

Regulation (EU) No 575/2013 (CRR) · Art. 429b, 429e

Final Q&A

Answered 2016-04-01

Capital buffer for other systemically important institutions

Directive 2013/36/EU (CRD) · Art. 131

Final Q&A

Answered 2016-04-01

Capital requirements deduction for credit risk on exposures to SMEs

Regulation (EU) No 575/2013 (CRR) · Art. 501

Final Q&A

Answered 2016-04-01

Will the application of the cap on inflows be applicable at the single material currency level

Regulation (EU) No 575/2013 (CRR) · Art. 425

Final Q&A

Answered 2016-04-01

Hierarchy of Permissions between Article 8 and Article 9 of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 8, 9

Final Q&A

Answered 2016-04-01

Calculation of unsecured and secured parts of past due items – Standardised approach

Regulation (EU) No 575/2013 (CRR) · Art. 127

Final Q&A

Answered 2016-04-01

Own funds - underwriting of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 63

Final Q&A

Answered 2016-04-01

Klärung: Emissionsvolumen bei Covered Bonds € 500 Mio. (oder den Gegenwert in Landeswährung) / EN TRANSLATION: Clarification: 'the issue size of the covered bonds is EUR 500 million (or the equivalent amount in domestic currency)'

Regulation (EU) No 575/2013 (CRR) · Art. 412, 460

Final Q&A

Answered 2016-03-18

Risk weight in CCP-related exposures, rules on 2% AND 4% risk weight

Regulation (EU) No 575/2013 (CRR) · Art. 305

Final Q&A

Answered 2016-03-18

Classification of Churches and Religious Communities

Regulation (EU) No 575/2013 (CRR) · Art. 115

Final Q&A

Answered 2016-03-11

Definition of large financial sector entity

Regulation (EU) No 575/2013 (CRR) · Art. 142

Final Q&A

Answered 2016-03-11

Article 116 Colleges of Supervisors

Directive 2013/36/EU (CRD) · Art. 116

Final Q&A

Answered 2016-03-04

Tier 2 instruments issued by a consolidated subsidiary non recognised by a third Authority

Regulation (EU) No 575/2013 (CRR) · Art. 87

Final Q&A

Answered 2016-03-04

Definition of Active Contractual Relationship

Regulation (EU) No 575/2013 (CRR) · Art. 411

Final Q&A

Answered 2016-02-26

Scope of uniform reporting requirements, Integrated Reporting Framework

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2016-02-26

Unfunded credit protection; adjusting PD or LGD; coefficient of correlation large financial sector entities or unregulated entities

Regulation (EU) No 575/2013 (CRR) · Art. 161

Final Q&A

Answered 2016-02-26

Amendments to Article 19

Directive 2014/59/EU (BRRD) · Art. 19

Final Q&A

Answered 2016-02-05

Difference between the two references in Articles 23(1)(d) and 19(5)(b)

Directive 2014/59/EU (BRRD) · Art. 23, 19

Final Q&A

Answered 2016-02-05

Interpretation of Article 19(2)

Directive 2014/59/EU (BRRD) · Art. 19

Final Q&A

Answered 2016-02-05

Intra-group financial support consideration

Directive 2014/59/EU (BRRD) · Art. 23, 19

Final Q&A

Answered 2016-02-05

Predetermined amount in case of applications for redemptions, reductions and repurchases by mutuals, cooperative societies, savings institutions or similar institutions for the purposes of Article 77 CRR

Regulation (EU) No 575/2013 (CRR) · Art. 77

Final Q&A

Answered 2016-02-05

Predetermined amount for market making with partially grandfathered or amortised instruments

Regulation (EU) No 575/2013 (CRR) · Art. 77

Final Q&A

Answered 2016-02-05

Should only part of total funding be reported in template C 68.00, Annex XX?

Regulation (EU) No 575/2013 (CRR) · Art. 415

Final Q&A

Answered 2016-02-05

Reporting of bilateral bank loans and book value or emission value in template C 68.00?