European Banking Authority Q&A Database

Official Q&As published by the European Banking Authority on CRD, CRR, PSD2, AML, and other EU banking regulations.

2,714 final Q&As · page 41 of 55 · View all sources

Exclusion of Intragroup Liabilities -Treatment of intra-group derivative contracts

Directive 2014/59/EU (BRRD) · Art. 103

Final Q&A

Answered 2015-10-30

Concentration risk - type of counterparty

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-30

Inconsistency between validation rule v0620_m from Annex XV (Validation Formulae) and the hierarchy definition for TR1 in template C 21.00

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-23

Maturity used in IRB RWA calculations

Regulation (EU) No 575/2013 (CRR) · Art. 162

Final Q&A

Answered 2015-10-23

Financial Customer Definition - application to captive finance companies within non-financial corporate groups

Regulation (EU) No 575/2013 (CRR) · Art. 411

Final Q&A

Answered 2015-10-23

CIUs

Regulation (EU) No 575/2013 (CRR) · Art. 416

Final Q&A

Answered 2015-10-23

Definition of retail deposits.

Regulation (EU) No 575/2013 (CRR) · Art. 411

Final Q&A

Answered 2015-10-23

Expenses in the context of Article 37 (7)

Directive 2014/59/EU (BRRD) · Art. 37

Final Q&A

Answered 2015-10-16

Limitation of a transfer to a certain period of time

Directive 2014/59/EU (BRRD) · Art. 38

Final Q&A

Answered 2015-10-16

Appointment of management body of a bridge institution

Directive 2014/59/EU (BRRD) · Art. 41

Final Q&A

Answered 2015-10-16

Referencing in Article 41

Directive 2014/59/EU (BRRD) · Art. 41

Final Q&A

Answered 2015-10-02

Authorisation of the bridge institution

Directive 2014/59/EU (BRRD) · Art. 40

Final Q&A

Answered 2015-10-02

Application of disclosure provisions regarding remuneration data against the background of the data protection law

Regulation (EU) No 575/2013 (CRR) · Art. 450

Final Q&A

Answered 2015-10-02

Deferred Tax Assets and Liabilities related to the fair value reserves connected to gains or losses on cash flow hedges

Regulation (EU) No 575/2013 (CRR) · Art. 33, 38

Final Q&A

Answered 2015-10-02

Treatment of stock futures under Article 390(3) and Article 327(1)

Regulation (EU) No 575/2013 (CRR) · Art. 390

Final Q&A

Answered 2015-10-02

Classification of credit unions

Regulation (EU) No 575/2013 (CRR) · Art. 1

Final Q&A

Answered 2015-10-02

Row 030 C07.00 reported also for exposure class of protection provider

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-02

CoRep 12 and 13 - Validation rules v0508_m, v0514_m, v0532_m and v0538_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-02

Validations

Regulation (EU) No 575/2013 (CRR) · Art. 100

Final Q&A

Answered 2015-10-02

SME supporting factor

Regulation (EU) No 575/2013 (CRR) · Art. Article 501

Final Q&A

Answered 2015-10-02

Transferred financial assets, Template 15, validation rules for column 10

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-02

Template 43 Provisions, columns 040 and 060

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-02

Performing FBE

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-02

Exit Criteria NPE

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-10-02

Eligibility of pooled assets for liquidity purposes

Regulation (EU) No 575/2013 (CRR) · Art. 416

Final Q&A

Answered 2015-10-02

Inclusion of insurance undertakings in prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 4, 18

Final Q&A

Answered 2015-10-02

Definition of threshold

Regulation (EU) No 575/2013 (CRR) · Art. 411

Final Q&A

Answered 2015-10-02

Number of distinct calculations required to assess materiality of changes to internal IRC models

Regulation (EU) No 575/2013 (CRR) · Art. 363

Final Q&A

Answered 2015-09-25

Market making in several AT1 or T2 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 78

Final Q&A

Answered 2015-09-25

Recognition of contractual netting of legal entities of a group

Regulation (EU) No 575/2013 (CRR) · Art. 295

Final Q&A

Answered 2015-09-25

QRRE loss rate

Regulation (EU) No 575/2013 (CRR) · Art. 154

Final Q&A

Answered 2015-09-25

Calculation of exposure values of trade exposures with QCCP in accordance with Article 306(1)(a) of the CRR.

Regulation (EU) No 575/2013 (CRR) · Art. 306

Final Q&A

Answered 2015-09-25

Asset Encumbrance & Covered Bonds

Regulation (EU) No 575/2013 (CRR) · Art. 100

Final Q&A

Answered 2015-09-25

Clarification of the treatment of positions in commodities for the purposes of calculating net and gross position according to Article 360(1) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 360

Final Q&A

Answered 2015-09-25

PD substitution and eligibility of guarantors

Regulation (EU) No 575/2013 (CRR) · Art. 202

Final Q&A

Answered 2015-09-04

Is operational leasing included in annex 1 to Directive 2013/36/EU and shall it be included in a consolidated situation?

Directive 2013/36/EU (CRD) · Art. Annex 1 to Directive 2013/36/EU

Final Q&A

Answered 2015-08-28

Initial margin for the purpose of hypothetical capital calculation

Regulation (EU) No 575/2013 (CRR) · Art. 520

Final Q&A

Answered 2015-08-21

Validation Rules v0677_m, v0678_m and v0726_m for Leverage Ratio

Regulation (EU) No 575/2013 (CRR) · Art. 429, 429a, 429b

Final Q&A

Answered 2015-08-14

Related party balances

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-07-31

LCR inflows/outflows for collateralised stock borrow/lend transactions within 30 day window

Regulation (EU) No 575/2013 (CRR) · Art. 423

Final Q&A

Answered 2015-07-31

Reporting of Additions (c010) and Reversals (c020) in Table 16.7

Regulation (EU) No 575/2013 (CRR) · Art. 99

Final Q&A

Answered 2015-07-31

Joint control (by more than one Union parent undertaking) over a subsidiary

Directive 2014/59/EU (BRRD) · Art. 7

Final Q&A

Answered 2015-07-24

Group recovery plans with regard to non-EU subsidiaries

Directive 2014/59/EU (BRRD) · Art. 7

Final Q&A

Answered 2015-07-24

Powers of the temporary administrator

Directive 2014/59/EU (BRRD) · Art. 29

Final Q&A

Answered 2015-07-24

Provision of IGFS under Article 23

Directive 2014/59/EU (BRRD) · Art. 23

Final Q&A

Answered 2015-07-24

Contents of group resolution plans

Directive 2014/59/EU (BRRD) · Art. 12

Final Q&A

Answered 2015-07-24

Institution or entity in Article 19 (3) (a)

Directive 2014/59/EU (BRRD) · Art. 19

Final Q&A

Answered 2015-07-24

Authorisation to breach large exposures requirements in the context of IGFS

Directive 2014/59/EU (BRRD) · Art. 23

Final Q&A

Answered 2015-07-24

Usage of Multiple Point of Entry (MPE) and Single Point of Entry (SPE) in resolution plans (scenarios)

Directive 2014/59/EU (BRRD) · Art. 10, 12

Final Q&A

Answered 2015-07-24

Intra-Group Financial Support to subsidiaries in third countries

Directive 2014/59/EU (BRRD) · Art. 19

Final Q&A

Answered 2015-07-24

Source: European Banking Authority. Updated weekly. Q&As are non-binding guidance published under the ESA Single Rulebook Q&A process.

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