European Banking Authority Q&A Database
Official Q&As published by the European Banking Authority on CRD, CRR, PSD2, AML, and other EU banking regulations.
2,714 final Q&As · page 16 of 55 · View all sources
Group Solvency report: The distinction between the contents of the columns 350 “Goodwill / Negative goodwill” and 400 “Goodwill / Negative goodwill” of the Group Solvency report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-09-10
Large Exposures Reporting - Reporting of Shadow Banking Positions under EBA Taxonomy 3.0
Regulation (EU) No 575/2013 (CRR) · Art. Article 394(2) CRR
Answered 2021-08-06
Strong customer authentication (SCA) Knowledge element: Place of Birth and Date of Birth
Directive 2015/2366/EU (PSD2) · Art. 4
Answered 2021-07-30
Soglia di materialità - Calendar Provisioning - Matheriality threshold - Calendar provisioning
Regulation (EU) No 575/2013 (CRR) · Art. 47a
Answered 2021-07-30
Obligor level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Answered 2021-07-30
Clarification on where the creation of the authentication code with dynamic linking for strong customer authentication (SCA) for electronic remote payment needs to be done
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-07-30
RWA formula for defaulted exposures where institutions use own estimates of LGDs
Regulation (EU) No 575/2013 (CRR) · Art. 153
Answered 2021-07-30
Treatment of loans for LBO financing according to the GLs on high risk items
Regulation (EU) No 575/2013 (CRR) · Art. 128
Answered 2021-07-30
Applicability of Look through Approach to SPV (Article 132 CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 132
Answered 2021-07-30
Eligibility of Sovereign Guarantee for which Permanent Partial Use Applies against IRB Exposure
Regulation (EU) No 575/2013 (CRR) · Art. 201
Answered 2021-07-30
DPM 3.0 - C80.00 - C84.00 - Inconsistent modelisation and validation rules v10127_m and v10143_m.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-07-23
DPM 3.0 validation rules for C84 total RSF
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-07-23
Large Exposures : Mismatch between ITS and DPM v3.0 - C28 column 350 / C29 column 360.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Clarification of Value Adjustments according to Art. 111 of CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Application of own fund requirements for position risk (CRR Title IV, Chapter 2) to net positions in securitization debt instruments
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
DPM v3.0 NSFR Derivatives
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
Answered 2021-06-25
FINREP V6301_m: for the rows (010;090;670) the {c010} != empty
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Reporting of the Securitisation of liabilities in C_14 report (SEC DETAILS) when the ultimate underlying is originally issued by another entity than the reporting institution.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Follow-up question on 2019_4818 related to CB Eligible Central bank withdrawable reserve to be reported in memo line 13 C 66.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-06-25
Reconciliation between the sum of Total Risk Exposure contributions in {C06.02;c250} and the Total Risk Exposure reported in ({C02.00;r010;c010}).
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Template C32.01. Guidance required for which row to submit commodity assets and liabilities on template C32.01,
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
EBA validation rule v2708_m for DPM 2.6 and 2.7
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Clarification of the collateral amounts -validation rules v4759_m & v4774_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Reporting the insurance products under the item 150 of the template F 22.02 - Assets involved in the services provided
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
COREP validation rule v3691
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Validation rule v3694_s - v0532_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Off-Balance Sheet Exposures in Templates 18 and 19 with respect to Q&A 2013_214
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-25
Calculation of net positions under Article 327 (1)
Regulation (EU) No 575/2013 (CRR) · Art. 327
Answered 2021-06-04
F 33.00 - MATURITY DATA (AE-MAT) - Maturity of the encumbered asset
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Reporting of 'Sources of encumbrance' in line with F32.04
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Reporting of the Transactions where cash transfers does not occur
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Treatment of an asset entitled 'Rent Deposit'
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Answered 2021-06-04
Template 32.04 - Sources of Asset Encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Treatment of Financial offsetting of assets and liabilities subject to offsetting, enforceable master netting arrangements and similar arrangements'
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
AE: F3201, F3202, F3203 - Discrepancy between taxonomy and ITS
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Identification of encumbered assets when using collateral pools
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Asset Encumbrance - Treatment of Intraday
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
AE-COL (F 32.02), AE-MAT (F 33.00).
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
30% shock - template Part C-34.00-AE-CONT 120-020.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Over collateralising on template 35 incorporation of present value of swaps (F35.00)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Pro-rata of pool to work out encumbered and un-encumbered assets (F32.01, F32.03, F32.04, F33.00, F35.00, F36.01).
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Short Positions in Asset Encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
F 36 - Reporting of rows "Matching liabilities".
Regulation (EU) No 575/2013 (CRR) · Art. Asset Encumbrance - Part E: Advanced data
Answered 2021-06-04
Materiality threshold and calculation method for materiality ratio for the purpose of application of Article 150(1)(c) for types of exposures that are immaterial in terms of size and perceived risk profile
Regulation (EU) No 575/2013 (CRR) · Art. 150
Answered 2021-05-21
Maturity of instruments subject to a cash flow schedule
Regulation (EU) No 575/2013 (CRR) · Art. 162
Answered 2021-05-21
Calculation method for materiality ratio to be compared against the 10%/5% threshold for the purpose of application of Article 150(1)(c) for equity exposure class (Permanent Partial Use)
Regulation (EU) No 575/2013 (CRR) · Art. 150
Answered 2021-05-21
Applicability of SCA to wallet solutions
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-05-21
Classification of a commitment to make under certain conditions an indemnity payment for a customer
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2021-05-21
Prudential filter on unrealised gains and losses on governmental exposures and interaction with the IFRS 9 transitional arrangements
Regulation (EU) No 575/2013 (CRR) · Art. 473a, 468
Answered 2021-05-07
Compliance of the securitisation of residual values through expectancy rights (“Anwartschaftsrechte”) with the STS criteria for non-ABCP securitisation and for ABCP securitisation
Regulation (EU) No 2017/2402 (SecReg) · Art. 20, 22, 24
Answered 2021-05-07
Source: European Banking Authority. Updated weekly. Q&As are non-binding guidance published under the ESA Single Rulebook Q&A process.
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