Home member state

Romania

Competent authority

Romanian Financial Supervisory Authority

LEI

254900LXHEVKYGERER05

Office type

Head office

Head office address

București, Bld. Dacia nr. 20, Cladirea Romana Office et.4, sector 1

Authorisation date

5 August 2003

Authorised services

Reception and transmission of orders active

Execution of orders active

Dealing on own account active

Portfolio Management active

Investment advice active

Underwriting or placing on firm commitment active

Placing without firm commitment active

Operation of an MTF active

Safekeeping and administration active

Granting credits or loans active

Advice on capital structure active

Foreign exchange services active

Research and financial analysis active

Services related to underwriting active

Investment services regarding certain financial instruments active

Sanctions

Administrative sanction and measure 31 May 2012

Issued by: Romanian Financial Supervisory Authority

acordarea unui termen de 60 de zile SSIF SWISS CAPITAL S.A. pentru luarea măsurilor ce se impun în vederea încadrării în prevederile art. 9 alin. (1) din Regulamentul BNR/CNVM nr. 14/24/2010 privind expunerile mari, referitor la detinerile de actiuni în

Data sourced from the ESMA MiFID investment firms register, updated weekly.