STAVROS EMM. LAVRENTAKIS SECURITIES S.A.

active
Home member state
Greece
Competent authority
Hellenic Capital Market Commission (HCMC)
LEI
213800OSQM1JJ4CCXK11
Office type
Head office
Head office address
7-9, Sophocleous Str. Athens 105 59 Greece
Authorisation date
10 July 2008

Authorised services

Reception and transmission of orders active
Execution of orders active
Investment advice active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active

Sanctions

Administrative sanction and measure 19 January 2015

Issued by: Hellenic Capital Market Commission (HCMC)

Πρόστιμο ύψους 3.000 ευρώ στην εταιρεία ΣΤΑΥΡΟΣ ΛΑΥΡΕΝΤΑΚΗΣ ΑΕΠΕΥ για παραβάσεις της χρηματιστηριακής νομοθεσίας αναφορικά με το σύστημα εσωτερικού ελέγχου της Εταιρείας κατά παράβαση της παραγράφου 1(γ) του άρθρου 3 της 2/452/1.11.2007 απόφασης του Διοικητικού Συμβουλίου της Επιτροπής Κεφαλαιαγοράς.

Data sourced from the ESMA MiFID investment firms register, updated weekly.

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