SOLIDUS SECURITIES INVESTMENT SERVICES FIRM

active
Home member state
Greece
Competent authority
Hellenic Capital Market Commission (HCMC)
LEI
213800DF88N444TZD357
Office type
Head office
Head office address
64, L. Riankour Str. Athens 115 23 Greece
Authorisation date
23 May 2008

Authorised services

Reception and transmission of orders active
Execution of orders active
Portfolio Management active
Investment advice active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active
Advice on capital structure active
Foreign exchange services active
Research and financial analysis active
Services related to underwriting active
Investment services regarding certain financial instruments active

Sanctions

Not requested by ESMA when submitted 17 September 2015

Issued by: Hellenic Capital Market Commission (HCMC)

Administrative sanction and measure 21 January 2016

Issued by: Hellenic Capital Market Commission (HCMC)

Πρόστιμο συνολικού ύψους € 6.000 στην εταιρία SOLIDUS SECURITIES ΑΕΠΕΥ για παραβάσεις των διατάξεων του άρθρου 8 του ν. 4141/2013 και των άρθρων 2 και 6 της απόφασης 6/675/27.02.2014 της Επιτροπής Κεφαλαιαγοράς, σχετικά με την παροχή πίστωσης (margin) από την εταιρία προς επενδυτές

Administrative sanction and measure 15 October 2014

Issued by: Hellenic Capital Market Commission (HCMC)

Πρόστιμο 3.000 ευρώ στην εταιρεία SOLIDUS SECURITIES ΑΕΠΕΥ για παραβάσεις διατάξεων της απόφασης 2/452/1.11.2007 της Επιτροπής Κεφαλαιαγοράς αναφορικά με ενέργειες συνδεδεμένων αντιπροσώπων της

Data sourced from the ESMA MiFID investment firms register, updated weekly.

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