PIRAEUS SECURITIES S.A.

active
Home member state
Greece
Competent authority
Hellenic Capital Market Commission (HCMC)
LEI
213800I9XHTVLX73Z109
Office type
Head office
Head office address
10, Stadiou Str. Athens 105 64 Greece
Authorisation date
5 June 2008

Authorised services

Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active
Advice on capital structure active
Foreign exchange services active
Research and financial analysis active
Services related to underwriting active

Sanctions

Administrative sanction and measure 27 October 2016

Issued by: Hellenic Capital Market Commission (HCMC)

Sanction of €12.000 to PIRAEUS SECURITIES SA for infringement of provisions of decision 2/452/1.11.2007 of HCMC, art. 25 of National Law 3606/2007, art. 8 of National Law 4141/2013 and art. 18 of National Law 3340/2005 on customers' credit accounts, compatibility/suitability test, and periodic information to customers

Data sourced from the ESMA MiFID investment firms register, updated weekly.

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