NATIONAL SECURITIES SINGLE MEMBER S.A.
- Home member state
- Greece
- Competent authority
- Hellenic Capital Market Commission (HCMC)
- LEI
- 549300YRQGC6ZFD7IN28
- Office type
- Head office
- Head office address
- 128-132, Athinon Ave. & Ifigeneias Str.,104 42 Athens, Greece
- Authorisation date
- 17 July 2008
Authorised services
Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active
Advice on capital structure active
Foreign exchange services active
Research and financial analysis active
Services related to underwriting active
Investment services regarding certain financial instruments active
Sanctions
Administrative sanction and measure 27 October 2016
Issued by: Hellenic Capital Market Commission (HCMC)
Sanction of €8.000 to NBG SECURITIES SA for infringement of provisions of art. 18 of National Law 3340/2005 and of decision 2/452/1.11.2007 of HCMC on the incomplete execution of customers’ orders, record keeping of customers’ orders and inefficient operation of the internal control function
Data sourced from the ESMA MiFID investment firms register, updated weekly.
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