NATIONAL SECURITIES SINGLE MEMBER S.A.

active
Home member state
Greece
Competent authority
Hellenic Capital Market Commission (HCMC)
LEI
549300YRQGC6ZFD7IN28
Office type
Head office
Head office address
128-132, Athinon Ave. & Ifigeneias Str.,104 42 Athens, Greece
Authorisation date
17 July 2008

Authorised services

Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active
Advice on capital structure active
Foreign exchange services active
Research and financial analysis active
Services related to underwriting active
Investment services regarding certain financial instruments active

Sanctions

Administrative sanction and measure 27 October 2016

Issued by: Hellenic Capital Market Commission (HCMC)

Sanction of €8.000 to NBG SECURITIES SA for infringement of provisions of art. 18 of National Law 3340/2005 and of decision 2/452/1.11.2007 of HCMC on the incomplete execution of customers’ orders, record keeping of customers’ orders and inefficient operation of the internal control function

Data sourced from the ESMA MiFID investment firms register, updated weekly.

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