Home member state

Sweden

Competent authority

Finansinspektionen (FI)

LEI

549300GIWCYFWC3THC56

Office type

Head office

Head office address

Engelbrektsplan 2, 114 34 Stockholm

Authorisation date

1 November 2007

Authorised services

Reception and transmission of orders active

Execution of orders active

Dealing on own account active

Portfolio Management active

Investment advice active

Underwriting or placing on firm commitment active

Placing without firm commitment active

Safekeeping and administration active

Granting credits or loans active

Advice on capital structure active

Foreign exchange services active

Research and financial analysis active

Services related to underwriting active

Sanctions

Administrative sanction and measure 12 November 2013

Issued by: Finansinspektionen (FI)

<a href='http://www.fi.se/Tillsyn/Sanktioner/Finansiella'>http://www.fi.se/Tillsyn/Sanktioner/Finansiella</a>-foretag/Listan/Varning-och-straffavgift-for-Mangold-Fondkommission/

Data sourced from the ESMA MiFID investment firms register, updated weekly.