LINK SECURITIES, SOCIEDAD DE VALORES, S.A.

active
Home member state
Spain
Competent authority
Comisión Nacional del Mercado de Valores (CNMV)
LEI
2138001KFZ6XIBP7AT59
Office type
Head office
Head office address
C/JUAN ESPLANDIU, 15 .- 6º MADRID MADRID 28007
Authorisation date
14 April 1992

Authorised services

Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Granting credits or loans active
Advice on capital structure active
Research and financial analysis active
Services related to underwriting active

Sanctions

Administrative sanction and measure 11 October 2022

Issued by: Comisión Nacional del Mercado de Valores (CNMV)

Administrative sanction and measure 28 July 2023

Issued by: Comisión Nacional del Mercado de Valores (CNMV)

<a href='https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx'>https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx</a>

Administrative sanction and measure 28 July 2023

Issued by: Comisión Nacional del Mercado de Valores (CNMV)

<a href='https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx'>https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx</a>

Administrative sanction and measure 28 July 2023

Issued by: Comisión Nacional del Mercado de Valores (CNMV)

<a href='https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx'>https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx</a>

Data sourced from the ESMA MiFID investment firms register, updated weekly.

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