CFS SECURITIES & INVESTMENT SERVICES S.A.
- Home member state
- Greece
- Competent authority
- Hellenic Capital Market Commission (HCMC)
- LEI
- 213800Z6IUB6DMMNXY55
- Office type
- Head office
- Head office address
- 3, Ioannou Paparrigopoulou Str. Athens 105 61 Greece
- Authorisation date
- 1 July 2008
Sanctions
Administrative sanction and measure 7 November 2016
Issued by: Hellenic Capital Market Commission (HCMC)
Sanction of €3.000 to CFS SECURITIES &INVESTMENT SERVICES S.A. for infringement of provisions of decision 2/452/2007 of HCMC on failing to make adequate arrangements with credit institutions to safeguard client’s funds by not notifying those institutions to characterize them as “clients’ account”
Data sourced from the ESMA MiFID investment firms register, updated weekly.
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