Bloxham
- Home member state
- Ireland
- Competent authority
- Central Bank of Ireland (CBI)
- Office type
- Head office
- Head office address
- 2-3 Exchange Place IFSC Dublin 1 Ireland
- Authorisation date
- 1 November 2007
Authorised services
Reception and transmission of orders active
Execution of orders active
Dealing on own account active
Portfolio Management active
Investment advice active
Underwriting or placing on firm commitment active
Placing without firm commitment active
Safekeeping and administration active
Advice on capital structure active
Foreign exchange services active
Services related to underwriting active
Sanctions
Administrative sanction and measure 20 May 2015
Issued by: Central Bank of Ireland (CBI)
On 20 May 2015, on the basis of a settlement agreement, the Central Bank of Ireland (the “Central Bank”) disqualified Mr Tadhg Gunnell (“Mr Gunnell”), a former general partner of Bloxham (In Official Liquidation) (the “Firm”) for 10 years from being a person concerned in the management of a regulated financial service provider and reprimanded him for his actions when Head of Finance and Compliance of the Firm.
Data sourced from the ESMA MiFID investment firms register, updated weekly.
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