Home member state

Greece

Competent authority

Hellenic Capital Market Commission (HCMC)

LEI

213800REJK69YVJTMC76

Office type

Head office

Head office address

45, Panepistimiou Str., Athens 105 64 Greece

Authorisation date

23 May 2008

Authorised services

Reception and transmission of orders active

Execution of orders active

Dealing on own account active

Investment advice active

Underwriting or placing on firm commitment active

Placing without firm commitment active

Safekeeping and administration active

Granting credits or loans active

Foreign exchange services active

Research and financial analysis active

Services related to underwriting active

Investment services regarding certain financial instruments active

Sanctions

Administrative sanction and measure 26 May 2015

Issued by: Hellenic Capital Market Commission (HCMC)

Επιβολή προστίμου € 2.000 στην εταιρεία ALPHA FINANCE AEΠΕΥ για παραβάσεις διατάξεων της απόφασης 2/452/1.11.2007 της Επιτροπής Κεφαλαιαγοράς, αναφορικά με τη μη τήρηση κατάλληλων διαδικασιών μηχανισμών εσωτερικού ελέγχου

Data sourced from the ESMA MiFID investment firms register, updated weekly.