EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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33 Q&As matching current filters · page 1 of 1

conclusion of ICT arrangement for the purpose of tests

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2026-05-15

is Mastercard Schemes Network ICT service?

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2026-03-03

Contractual agreement with ICT service providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Art. 30, DORA

ESMA Question Rejected

Submitted 2025-10-28

Classification of an Aifm under DORA regulation

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-10-15

Incident report submission format

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-03-27

Fintech company: DORA AND ROI

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-03-11

Clarification on DORA Compliance for Intra-Group providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-03-07

Clarification on DORA Audits for Non-European ICT Service Providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-03-07

Register of Information at consolidated level

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-02-10

Non-EU ICT service providers without a LEI - conflicting validation rules

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-02-04

Register of Information at sub-consolidated Level

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-02-03

Finalised Comprehensive List of DORA questions

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2025-01-14

Definition on ICT services

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Article 3 (21)

ESMA Question Rejected

Submitted 2025-01-10

Applicability of DORA to third country investment firms

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. article 2(1)(e) DORA

ESMA Question Rejected

Submitted 2024-12-20

Applicable accounting standard for calculation of turnover

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-12-18

art. 3 ust. 21

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-12-17

Art. 1 ust. 1 DORA - systems supporting the business processes of financial entities

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-12-17

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-11-06

b_06.01.0020 - Licensed activity - Legal Protection Insurance

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. ITS on Register of Information

ESMA Question Rejected

Submitted 2024-10-23

Scope of application of DORA for UCITS Management Companies

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-10-22

Application of DORA to non-EU AIFMs of AIFs with EU investors

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-10-22

ICT Service definition

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Reg. DORA - Art. 3

ESMA Question Rejected

Submitted 2024-10-08

Consultas relacionadas con el reporte de incidentes

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-07-23

Consultas relacionadas con el reporte de incidentes

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-07-23

Scope of the definition of ICT services

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-07-02

Intragroup ICT service providers consideration regarding the preliminary assessment of ICT concentration risk.

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Art.1(i) of the ‘Draft RTS to specify the elements that a financial entity needs to determine and assess when subcontracting ICT services supporting critical or important functions’, as mandated by Article 30(5) of Regulation (EU) 2022/2554

ESMA Question Rejected

Submitted 2024-04-18

DORA compliance contractual template to be provided by the ESA’s for FE’s / ICT providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-04-18

Cross-border Market Jurisdiction

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-02-05

The activities of credit bureaus (credit reporting agencies)

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Article 3 (21)

ESMA Question Rejected

Submitted 2024-02-05

impelemtation of Article 10 (4)

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. „4. Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.”

ESMA Question Rejected

Submitted 2024-02-02

DORA, Article 3 - definition of microenterprise and small enterprise

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

ESMA Question Rejected

Submitted 2024-01-23

Software distributors

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. On Draft Implementing Technical Standards to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers as mandated by Regulation (EU)

ESMA Question Rejected

Submitted 2023-12-20

Software companies

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. On Draft Implementing Technical Standards to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers as mandated by Regulation (EU)

ESMA Question Rejected

Submitted 2023-12-20

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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