ESMA · ESMA_QA_2328 Question Rejected

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Regulation
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Topic
Other DORA topics
Submitted
2024-11-06
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Question

We have service providers (Market Axess), who classify themselves as DORA-relevant because they offer regulated financial services (ARM and APA). However, they do not see themselves obligated to make contractual adjustments according to Article 30. This is because "financial services" would not fall under the definition of "ICT service" as per Article 3(21) of DORA. Additionally, this requirement would only apply to non-regulated companies. Is this understanding correct?
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