ESMA · ESMA_QA_2386 Question Rejected
Applicability of DORA to third country investment firms
- Regulation
- Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
- Article
- article 2(1)(e) DORA
- Topic
- Digital operational resilience testing
- Submitted
- 2024-12-20
Question
DORA also applies to the "financial entities" listed in Article 2 DORA. This includes investment firms as defined in Article 4 point (1) of Directive 2014/65/EU. Reference is made to Article 2 subsection 1 under e. in conjunction with Article 3 point (33) of DORA. Does this mean that DORA also applies to investment firms with their seats outside the EU which provide investment services in the EU?
No answer published yet.
This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
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