ESMA · ESMA_QA_2079 Question Rejected

DORA, Article 3 - definition of microenterprise and small enterprise

Name: DORA, Article 3 - definition of microenterprise and small enterprise: ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Topic: Other DORA topics
Submitted: 2024-01-23

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Question

We are investment company that doesn´t meet DORA requirements to qualify as microenterprise neither as small enterprise since we have more than 10 employees (total of 14) but our annual turnover and/or annual balance sheet total that does not exceed EUR 2 million. What are our obligations under DORA regulation?

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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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