ESMA · ESMA_QA_2091 Question Rejected

impelemtation of Article 10 (4)

Name: impelemtation of Article 10 (4): ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Article: „4. Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.”
Topic: ICT risk management
Submitted: 2024-02-02

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Question

Can you elaborate the requirement above? What an effective check should contain and how should be implemented practically?

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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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