EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,372 Q&As matching current filters · page 98 of 148
Annexes 12 and 13: Investor Reports - Clarifications for field Defaulted Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Covenant Breach / Trigger
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15: Inside Information or Significant Event Information - Inside information or significant event information template for private securitisations?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15. Fields SSPE Value (SESS10), SSPE Principal Value (SESS11), Note Principal Balance (SESS13) – how should these fields be completed in the event of multiple currencies in the pool of underlying exposures?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Total Other Amounts Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Information which will be available on ESMA’s website regarding STS notifications
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Definition of ‘default’, where not specified
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Validation of information in an STS Notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Responsibility for information contained in an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Percentage of Prepayments Allowed Per Year
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
First date at which ESMA will receive an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Timing of reporting of Inside Information and Significant Event Information
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting of further loans in the underlying exposure templates
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of proxy data in the disclosure technical standards
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Prepayment Interest Excess / Shortfall
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of ‘No Data’ options in Annex 11
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting provisions for Master Trust securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting information for private securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Reporting of risk retention information for ABCP securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15. How should fields relating to interest rate swaps be completed in the event of multiple interest rate swaps in the securitisation? What about currency swaps that are in the same situation?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Prepayment Terms Description – make-whole payments
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 4: Underlying Exposures - Corporate - Market Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Questions relating to principal and interest recoveries.
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Certfication in relation to a Technical Service Provider (TSP)
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-05-24
Authentication code
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-05-24
ESMA’s register of administrators (ESMA70-145-114_Q&A 8.5)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2019-05-23
Information to be provided / made available by ASPSP to payment initiation service provider (PISP)
Directive 2015/2366/EU (PSD2) · Art. 4
Answered 2019-05-10
Breakdown of exposures by residual maturity
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-05-10
Validation rule v0682_m - DPM 2.7.0.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-05-10
Definition of a qualifying holding
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2019-05-03
Wide usage portability between Member States
Directive 2015/2366/EU (PSD2) · Art. 33
Answered 2019-04-26
Applicability of Article 34 (eIDAS certificates) prior to application date of Regulation (EU) 2018/389
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-04-26
Content of eIDAS certificates if agents or outsource providers are involved
Directive 2015/2366/EU (PSD2) · Art. 14
Answered 2019-04-26
Passporting and eIDAS certificates
Directive 2015/2366/EU (PSD2) · Art. 28
Answered 2019-04-26
Application of the Low Value Transaction Limits
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-04-26
Interpretation of the concept of senior management laid down in Article 3(1)(9) of CRD IV
Directive 2013/36/EU (CRD) · Art. 3
Answered 2019-04-26
Fraud rate calculation for TRA exemption – country dimension
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-04-12
Is a gradual reduction of the overdraft facility with a current account a forborne measure?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Validation rule on C_17.01 template - v5839_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Validation rule on C_05.01 template - v4889_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Fall back exemption
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-04-12
Calculation of the number of directorships held (privileged counting of mandates).
Directive 2013/36/EU (CRD) · Art. 91
Answered 2019-04-12
Is the validation rule for Finrep (DPM 2.7) v5510_m, correct?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Pillar III templates aligned with the new supervisory reporting package, DPM 2.7
Regulation (EU) No 575/2013 (CRR) · Art. 431 to 455
Answered 2019-04-12
Validation rules v5434_m to v5447_m in DPM 2.7.0
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Defined List of Instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2019-04-08
What aspects should be considered by the manufacturer when determining the RHP of a PRIIP? In accordance with Article 8(3)(g)(ii) of the Regulation and Articles 2(5) and 6 of the Delegated Regulation,
PRIIPs
Answered 2019-04-04
Third country trading venue request access to an EU CCP in the absence of an equivalence decision
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-04-02
Multilateral and bilateral systems - Systematic internalisers - “risk-facing activity”
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-04-01
Multilateral and bilateral systems - Systematic internalisers
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-04-01
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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