ESMA · ESMA_QA_1449 Answer Published

Annexes 14 and 15: Inside Information or Significant Event Information - Inside information or significant event information template for private securitisations?

Regulation
Securitisation Regulation (EU) 2017/2402
Topic
Securitisation Disclosure Templates
Submitted
2019-05-27
Answered
2019-05-27
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Question

Should the inside information or significant event information template be completed for private securitisations?

Answer

[ESMA 33-128-563 Securitisation Q&A, Q&A 5.15.5] Section 2 in each of the RTS and ITS on disclosure defines the information requirements for public securitisations, which includes inside information and significant event information. Section 2 in each of these RTS and ITS on disclosure does not apply to private securitisations.  This does not imply that, for private securitisations, the originator, sponsor, and SSPE do not have to comply with reporting requirements under Article 7(1)(f) and (g) of the Securitisation Regulation.
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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