EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,226 Q&As matching current filters · page 98 of 145
Annex 3: Underlying Exposures - Commercial Real Estate - Total Other Amounts Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Interest rate reset interval for certain fixed rate products
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Reporting of risk retention information for ABCP securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting information for private securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Clarifications for field Defaulted Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Validation of information in an STS Notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Responsibility for information contained in an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Percentage of Prepayments Allowed Per Year
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
First date at which ESMA will receive an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Origination Channel
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Obligor Basel III Segment
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Primary Income Verification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Clarifications for field Securitisation Excess Spread and Excess Spread Trapping Mechanism
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Timing of reporting of Inside Information and Significant Event Information
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting of further loans in the underlying exposure templates
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of proxy data in the disclosure technical standards
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of ‘No Data’ options in Annex 11
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting provisions for Master Trust securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Definition of ‘default’, where not specified
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Questions relating to principal and interest recoveries.
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Interest Collections In The Period
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Information which will be available on ESMA’s website regarding STS notifications
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 6 and 7: Underlying Exposures - Credit Cards and Consumer - Pool Addition Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Certfication in relation to a Technical Service Provider (TSP)
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-05-24
Authentication code
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-05-24
ESMA’s register of administrators (ESMA70-145-114_Q&A 8.5)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2019-05-23
Information to be provided / made available by ASPSP to payment initiation service provider (PISP)
Directive 2015/2366/EU (PSD2) · Art. 4
Answered 2019-05-10
Breakdown of exposures by residual maturity
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-05-10
Validation rule v0682_m - DPM 2.7.0.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-05-10
Definition of a qualifying holding
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2019-05-03
Wide usage portability between Member States
Directive 2015/2366/EU (PSD2) · Art. 33
Answered 2019-04-26
Applicability of Article 34 (eIDAS certificates) prior to application date of Regulation (EU) 2018/389
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-04-26
Content of eIDAS certificates if agents or outsource providers are involved
Directive 2015/2366/EU (PSD2) · Art. 14
Answered 2019-04-26
Passporting and eIDAS certificates
Directive 2015/2366/EU (PSD2) · Art. 28
Answered 2019-04-26
Application of the Low Value Transaction Limits
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-04-26
Interpretation of the concept of senior management laid down in Article 3(1)(9) of CRD IV
Directive 2013/36/EU (CRD) · Art. 3
Answered 2019-04-26
Fraud rate calculation for TRA exemption – country dimension
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-04-12
Is a gradual reduction of the overdraft facility with a current account a forborne measure?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Validation rule on C_17.01 template - v5839_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Validation rule on C_05.01 template - v4889_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Fall back exemption
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-04-12
Calculation of the number of directorships held (privileged counting of mandates).
Directive 2013/36/EU (CRD) · Art. 91
Answered 2019-04-12
Is the validation rule for Finrep (DPM 2.7) v5510_m, correct?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Pillar III templates aligned with the new supervisory reporting package, DPM 2.7
Regulation (EU) No 575/2013 (CRR) · Art. 431 to 455
Answered 2019-04-12
Validation rules v5434_m to v5447_m in DPM 2.7.0
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-04-12
Defined List of Instruments
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2019-04-08
What aspects should be considered by the manufacturer when determining the RHP of a PRIIP? In accordance with Article 8(3)(g)(ii) of the Regulation and Articles 2(5) and 6 of the Delegated Regulation,
PRIIPs
Answered 2019-04-04
Third country trading venue request access to an EU CCP in the absence of an equivalence decision
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-04-02
Multilateral and bilateral systems - Systematic internalisers - “risk-facing activity”
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-04-01
Multilateral and bilateral systems - Systematic internalisers
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-04-01
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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