ESMA · ESMA_QA_1352 Answer Published

Origination Channel

Regulation
Securitisation Regulation (EU) 2017/2402
Topic
Securitisation Disclosure Templates
Submitted
2019-05-27
Answered
2019-05-27
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Question

How should this field be completed where the lender is a fund or another non-bank entity?

Answer

[ESMA 33-128-563 Securitisation Q&A, Q&A 5.3.18] This field should still be completed according to the available options. For example, in the event of an underlying exposure having been originated by a fund and being reported under Annex 4 (Corporate underlying exposure), then the reporting entity should select the most appropriate option for field CRPL35. In this regard, if a fund has created the underlying exposure via its office, then the entry ‘BRAN’ (representing ‘Office or Branch Network’) should be entered into that field for that underlying exposure.
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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