EU Financial Regulatory Q&A Database

Supervisory obligations of NCAs under Article 32(2) of Commission Delegated Regulation (EU) 2018/389

Directive 2015/2366/EU (PSD2) · Art. n.a.

I couldn´t find this question.

Regulation (EU) No 575/2013 (CRR) · Art. 402 and 125 and 126

Résolution 1 - Alimentation des cellules du Z03.01

Directive 2014/59/EU (BRRD) · Art. 7

Inconsistency between the report DPM table layout and data point categorization 4.2 and EBA Annex II Instructions.

Directive 2014/59/EU (BRRD) · Art. Annex II.15 Z 07.01.3 FUNC 1 PAY and Annex II.13 Z 07.01. FUNC 1 CM

reverse solicitation

Directive 2013/36/EU (CRD) · Art. 48c

Clarification on the application of Article 215.2(b) of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 215

Scope of reporting in Z01.01

Directive 2014/59/EU (BRRD) · Art. 11

FINREP Validation rules v23845_h, v23846_h, v23847_h

Regulation (EU) No 575/2013 (CRR) · Art. ITS on Supervisory Reporting – Reporting Framework 4.2

Applying the provisions of Article 390 (7) CRR and Delegated Regulation 1187/2014 for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets for received collaterals (indirect exposures) after applying substitution approach according to Article 403 CRR

Regulation (EU) No 575/2013 (CRR) · Art. 390 (7), 399, 401, 403

FINREP Identical Cells 5458783, 5458788, 5459395, 5460187

Regulation (EU) No 575/2013 (CRR) · Art. ITS on Supervisory Reporting – Reporting Framework 4.2

Validation rule v89325_m is not correct

Regulation (EU) No 575/2013 (CRR) · Art. 430

Counterparty treatment of Debt Management Offices (DMOs)

Regulation (EU) No 575/2013 (CRR) · Art. 415

Validation rule v89319_m is not correct

Regulation (EU) No 575/2013 (CRR) · Art. 430

Contacting EU and non-EU sovereign issuers

ESGR - Regulation (EU) 2024/3005

incoherent formulae

Regulation (EU) No 575/2013 (CRR) · Art. v903188_s

incoherent formulae

Regulation (EU) No 575/2013 (CRR) · Art. v90304_m

Controls v4968_m, v5024_m, v5372_m, v5373_m and v5376_m

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.2

J 09.00.a : Column 020 of lines 160, 220 and 300

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.2

C_07.00 : columns 010 to 040 of line 210

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.2

incoherent formulae

Regulation (EU) No 575/2013 (CRR) · Art. v903188_s

Foreign Exchange Vega Risk Factors Definition

Regulation (EU) No 575/2013 (CRR) · Art. 383d

Calculation of the unmargined exposure value for a netting set with multiple margin agreement or including both transaction subject to a margin agreement and transaction not subject to a margin agreement

Regulation (EU) No 575/2013 (CRR) · Art. 274

ESG P3 - Template 1 - NACE I classification

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Template C90.00 and C90.05

Regulation (EU) No 575/2013 (CRR) · Art. Art. 430

Inducements

Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) · Art. ESMA 35-43-349 Q&A

COREP C14.00, columns 0140-0225, validation rules v11650_m, v11651_m and v7347_m

Regulation (EU) No 575/2013 (CRR) · Art. Article 244

Deduction of participations and Corep reporting

Regulation (EU) No 575/2013 (CRR) · Art. article 36(3) - article 74

Definition of Subordinated Debt holdings in Finrep vs COREP under CRR3

Regulation (EU) No 575/2013 (CRR) · Art. 128

EBA publication of loss rates for Swiss residential and commercial property under CRR Articles 125 and 126.

Regulation (EU) No 575/2013 (CRR) · Art. 125

Clarification on the relationship between Margin of Conservatism (MoC) and rating/calibration philosophy (PIT vs TTC) under EBA Guidelines on PD and LGD estimation (EBA/GL/2017/16)

Regulation (EU) No 575/2013 (CRR) · Art. 179

Template 2 - EBA validation rules v89325_m and v89326_m

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Obligations in Equity exposures of Article 133 (1) (c) (i) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 133

Consideration of the row 0610 of the NSFR template C 80.00 in Disclosure template EU LIQ2 following published EBA Mapping tool

Regulation (EU) No 575/2013 (CRR) · Art. 451a

Regulation (EU) 2024/886 of the European Parliament : Specify uniform reporting templates - Submit date

Regulation (EU) 2024/886 (IPR) · Art. The amendment of Article 15 of SEPA Regulation introduced by the Instant Payment Regulation (IPR)

Accommodation and food service activities

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Netting of foreign exchange derivatives (as per Annex (II, a-e) of Reg. No 575/2013) in Net Stable Funding Ratio (NSFR)

Regulation (EU) No 575/2013 (CRR) · Art. 428 (d)

Corporate exposures in C10.00 memorandum lines r0250 and r0260

Regulation (EU) No 575/2013 (CRR) · Art. 430

Definition of ‘another financial entity’

Regulation (EU) No 2019/2033 (IFR) · Art. 17

Request for Clarification on the Interpretation of Council Regulation (EC) No 1338/2001 of 28 June 2001 laying down measures necessary for the protection of the euro against counterfeiting, and Decision of the European Central Bank of 16 September 2010 on the authenticity and fitness checking and recirculation of euro banknotes (ECB/2010/14) (2010/597/EU)

Other · Art. Council Regulation (EC) No 1338/2001

Liquid assets - CIUs

Regulation (EU) No 2019/2033 (IFR) · Art. 43

Pillar 3 Template EULR2 - LRCom: Leverage ratio common disclosure (Row 24) Instruction

Regulation (EU) No 575/2013 (CRR) · Art. Article 451(1), points (a) and (b); Article 451(3)

v6332 - Negative FV changes os hedged intems (C 32.01)

Regulation (EU) No 575/2013 (CRR) · Art. Annex I, C 32.01

COREP C 08.05 c0050 “average historical annual default rate” / exposure classes

Regulation (EU) No 575/2013 (CRR) · Art. 147

Liability category of margins received

Directive 2014/59/EU (BRRD) · Art. Article 17

Inclusion of the CIU portfolio (qx2082) in Total AIRB (qx2023) or FIRB (qx2022) portfolios for the purpose of Templates C_08.01 / C_08.02 / C_08.03 / C_08.05 / C_34.07 and COREP-CODIS P3DH module

Regulation (EU) No 575/2013 (CRR) · Art. Commission Implementing Regulation (EU) No 3117/2024 - Commission Implementing Regulation (EU) No 3172/2024

Finrep Validation Rules v4975_m and v6058_m6

Regulation (EU) No 575/2013 (CRR) · Art. 430

Contractual agreement with ICT service providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Art. 30, DORA

Obstacle assessment of requiring an additional SCA for PIS within an existing authenticated AIS session

Directive 2015/2366/EU (PSD2) · Art. Article: 98

Reporting of registered covered bonds issued by the reporting institution

Regulation (EU) No 575/2013 (CRR) · Art. 100

Obstacle assessment of an ASPSP offering only web redirection to TPPs while a superior native app authentication method exists for its direct users

Directive 2015/2366/EU (PSD2) · Art. Article: 98