EU Financial Regulatory Q&A Database

Encumbrance reporting treatment of surplus assets in a cover pool

Regulation (EU) No 575/2013 (CRR) · Art. 430

DPM 4.2 Resolution Planning reporting Template Z12 Treatment of the “Instrument Type” field

Regulation (EU) No 575/2013 (CRR) · Art. na

Reverse solicitation

Directive 2013/36/EU (CRD) · Art. 48c

Major holdings notification – definition of indirect holding

Transparency Directive (TD) Directive 2004/109/EC · Art. Article 13, 13 (a) and Article 10

DPM 4.2 – Correctness of identical cells between C 25.01.a and K 60.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

Z08.01 & Z08.02: Resolution resilience reporting

Directive 2014/59/EU (BRRD) · Art. 11

Use of short-term issuer credit assessments under Article 131

Regulation (EU) No 575/2013 (CRR) · Art. 131

Type of exposures to report on r0152 of C10.00 COREP Template

Regulation (EU) No 575/2013 (CRR) · Art. Article 125

Discrepancies between taxonomy packages

Regulation (EU) No 575/2013 (CRR) · Art. Annex V Part 1

Question regarding minimum requirements for Risk Committee attendance

Directive 2013/36/EU (CRD) · Art. EBA/GL/2021/05

Validation rule v5702_s (F 31.01)

Regulation (EU) No 575/2013 (CRR) · Art. 430

Alternative treatment and SME support factor

Regulation (EU) No 575/2013 (CRR) · Art. 230

Submiting Z06.00 on an individual basis in a separate template for every relevant legal entities (RLEs) in a resolution group

Directive 2014/59/EU (BRRD) · Art. 11

CASP Group Structure under MiCA

MiCA

Clarification on the use of PSU-linked tokens in payment initiation services under the RTS

Directive 2015/2366/EU (PSD2) · Art. n.a.

Introduction of additional mandatory steps or redirections in PISP payment initiation flows

Directive 2015/2366/EU (PSD2) · Art. n.a.

Requirement for ASPSPs to comply with standardized communication protocols under Article 30(3) of Commission Delegated Regulation (EU) 2018/389

Directive 2015/2366/EU (PSD2) · Art. n.a.

Supervisory obligations of NCAs under Article 32(2) of Commission Delegated Regulation (EU) 2018/389

Directive 2015/2366/EU (PSD2) · Art. n.a.

I couldn´t find this question.

Regulation (EU) No 575/2013 (CRR) · Art. 402 and 125 and 126

Inconsistency between the report DPM table layout and data point categorization 4.2 and EBA Annex II Instructions.

Directive 2014/59/EU (BRRD) · Art. Annex II.15 Z 07.01.3 FUNC 1 PAY and Annex II.13 Z 07.01. FUNC 1 CM

Résolution 1 - Alimentation des cellules du Z03.01

Directive 2014/59/EU (BRRD) · Art. 7

reverse solicitation

Directive 2013/36/EU (CRD) · Art. 48c

Clarification on the application of Article 215.2(b) of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 215

Scope of reporting in Z01.01

Directive 2014/59/EU (BRRD) · Art. 11

FINREP Identical Cells 5458783, 5458788, 5459395, 5460187

Regulation (EU) No 575/2013 (CRR) · Art. ITS on Supervisory Reporting – Reporting Framework 4.2

Applying the provisions of Article 390 (7) CRR and Delegated Regulation 1187/2014 for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets for received collaterals (indirect exposures) after applying substitution approach according to Article 403 CRR

Regulation (EU) No 575/2013 (CRR) · Art. 390 (7), 399, 401, 403

Validation rule v89319_m is not correct

Regulation (EU) No 575/2013 (CRR) · Art. 430

Validation rule v89325_m is not correct

Regulation (EU) No 575/2013 (CRR) · Art. 430

Counterparty treatment of Debt Management Offices (DMOs)

Regulation (EU) No 575/2013 (CRR) · Art. 415

FINREP Validation rules v23845_h, v23846_h, v23847_h

Regulation (EU) No 575/2013 (CRR) · Art. ITS on Supervisory Reporting – Reporting Framework 4.2

Contacting EU and non-EU sovereign issuers

ESGR - Regulation (EU) 2024/3005

incoherent formulae

Regulation (EU) No 575/2013 (CRR) · Art. v903188_s

incoherent formulae

Regulation (EU) No 575/2013 (CRR) · Art. v903188_s

incoherent formulae

Regulation (EU) No 575/2013 (CRR) · Art. v90304_m

Controls v4968_m, v5024_m, v5372_m, v5373_m and v5376_m

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.2

J 09.00.a : Column 020 of lines 160, 220 and 300

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.2

C_07.00 : columns 010 to 040 of line 210

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.2

Calculation of the unmargined exposure value for a netting set with multiple margin agreement or including both transaction subject to a margin agreement and transaction not subject to a margin agreement

Regulation (EU) No 575/2013 (CRR) · Art. 274

Foreign Exchange Vega Risk Factors Definition

Regulation (EU) No 575/2013 (CRR) · Art. 383d

ESG P3 - Template 1 - NACE I classification

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Template C90.00 and C90.05

Regulation (EU) No 575/2013 (CRR) · Art. Art. 430

Inducements

Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) · Art. ESMA 35-43-349 Q&A

Deduction of participations and Corep reporting

Regulation (EU) No 575/2013 (CRR) · Art. article 36(3) - article 74

COREP C14.00, columns 0140-0225, validation rules v11650_m, v11651_m and v7347_m

Regulation (EU) No 575/2013 (CRR) · Art. Article 244

Definition of Subordinated Debt holdings in Finrep vs COREP under CRR3

Regulation (EU) No 575/2013 (CRR) · Art. 128

Clarification on the relationship between Margin of Conservatism (MoC) and rating/calibration philosophy (PIT vs TTC) under EBA Guidelines on PD and LGD estimation (EBA/GL/2017/16)

Regulation (EU) No 575/2013 (CRR) · Art. 179

EBA publication of loss rates for Swiss residential and commercial property under CRR Articles 125 and 126.

Regulation (EU) No 575/2013 (CRR) · Art. 125

Template 2 - EBA validation rules v89325_m and v89326_m

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Obligations in Equity exposures of Article 133 (1) (c) (i) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 133

Volume and value of credit transfers and instant credit transfers, and charges for credit transfers, instant credit transfers and payment accounts

Regulation (EU) 2024/886 (IPR) · Art. Article 15(5) of the SEPA Regulation