EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
288 Q&As matching current filters · page 4 of 6
Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2020-11-19
Treatment of interest rate book positions denominated in foreign currency.
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2020-03-19
Supervisory disclosure in relation to transferred credit risk
Directive 2013/36/EU (CRD) · Art. 144
Submitted 2020-01-24
EBA Benchmarking Exercise - C103 - RWA + RWA - RWA ++ RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-11-07
Aggregation of curves in the case of real interest rate curves (linked to inflation)
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2019-10-30
Granularity required for reference data required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-08-01
Definition of Rating and Date of most recent rating of counterparty
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-07-15
Default Rate calculation
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-04-12
Clarification of negative RWA--, Annex III, Benchmarking exercise
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-01-14
Supervisory Benchmarking Exercise 2019: RWA- and RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-12-20
Definition of PD/PD for RWA/RWA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of RWA and RWA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of numerator for loss rate
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Reporting of collateral type in the template C 102
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-12
EBA ITS package for 2019 benchmarking exercise (Annex V, credit spread instruments)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Benchmarking - Market risk - instrument specification
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Market risk benchmarking - specification of Long position on “Cap and Floor” 10-year UBS AG (Ticker: UBSG VX) Notes.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Reporting of RWA and RWA in Template C.103 of the Benchmarking exercise.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-07-10
Reporting of own funds deductions required by the competent authority.
Directive 2013/36/EU (CRD) · Art. 104
Submitted 2018-03-28
Value for column c040 of template C 101.00 in case of counterparties with multiple ratings
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-15
Market risk benchmarking – specification of portfolio 12
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 10
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 20
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 15
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
The EAD to be reported if no IRB exposure exists
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-10-12
Specialised Lending exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-07-31
Revolving exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-07-31
C 09.04, row 40, column 010 - Value of trading book exposures for internal model
Directive 2013/36/EU (CRD) · Art. Article 140
Submitted 2017-07-13
Undrawn uncommitted credit lines
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-10
C 101.00 – Reporting of Rating (c040) - counterparties with multiple ratings
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-08
C 101.00 / C 102.00 – Calculation of exposure weighted CCF (c100)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-08
Supervisory Benchmarking Exercise, Annex II, C 102.00, Columns 150-170 - NACE code, type of exposure, size of exposure
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
[Supervisory Benchmarking Exercise] Annex II, C 102, Column 110 - Filling in for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex II, C 102.00, column 020 – Large corporate sample
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex II, C 102.00, column 020 - Portfolio name
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Supervisory Benchmarking Exercise, Annex II, C 102.00, Column 100 - Facilities
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex I, template C 101.00 – Multiple entities mapped to the same LEI
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Supervisory Benchmarking Portfolios (SBP) - Z axes on C 101.00 and C 102.00
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-27
Content of templates C 105.01, C 105.02 and C 105.03
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-27
Annex IV, template C 105.01, c060, interpretation of term "case weighted" in column 060 (Case Weighted average default rate for calibration)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-07
Is portfolio name a result of the portfolio allocation or a pattern column with addition rule semantics?
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-01
Specialised lending for the ‘Low Default portfolios’ Supervisory Benchmarking Exercise 2017
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-25
Application of the 0% floor in the calculation of the supervisory standard shock (particularly downward scenario).
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2017-01-23
Level of data to be reported for LEI codes provided in Annex I
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-19
Data level for template C 101.00 of Annex III related to Exposure Classes (column 020)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-19
Funded and unfunded credit protection
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Template C 105.01 for 2017 exercise (end 2016 data)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
RWA Standardised (c180 of C 102.00 and C 103.00)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Report of Type of Facility
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Rating grades in Annex I of the draft ITS on benchmarking
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-11-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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