EU Financial Regulatory Q&A Database

Admissibility of securities financing transactions under DLTPR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Off-chain trading

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Exemption from CSDR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Exemption from CSDR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Settlement in e-money tokens

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 192(2) and 197(7)

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 138(2)

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 135 and Annex XII

Solvency Capital Requirement (SCR), Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Use of Special Purpose Vehicles

Regulation 2020/1503 - European crowdfunding service providers for business

Use of Special Purpose Vehicles

Regulation 2020/1503 - European crowdfunding service providers for business

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Whether the rules governing pre-marketing, which are set out in Directive (EU) 2019/1160 on cross-border distribution of funds, apply to non-EU AIFMs.

Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Directive (EU) 2019/1160

Treatment of Security Lending and Borrowing Transactions for LCR purposes

Regulation (EU) No 575/2013 (CRR) · Art. 430

Reporting of SA exposures in IRB-CIU look-through

Regulation (EU) No 575/2013 (CRR) · Art. 430

F 46 EBA_v1226

Regulation (EU) No 575/2013 (CRR) · Art. 4

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Reporting Templates S.18/S.19/S.20/S.21; Article 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Templates S.08.01 and S.08.02

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Scope (Art. 1 IDD)

(EU) No 2016/97 - Insurance Distribution Directive · Art. 1(6)

Disclosure Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Disclosure Templates S.37.01 S.37.02 S.37.03, Taxonomy 2.8.0

Risk concentration

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 187(4)

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84, 174(5 )

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 201(2)

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 1; 204

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84

Pensions Reporting

EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. Template PF.51.01.24, R0070 and R0080

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Template S.14.02

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

Demands and needs test (Art. 20 para. 1 subpara. 1 IDD)

(EU) No 2016/97 - Insurance Distribution Directive · Art. 20

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. ANNEX IV, ANNEX V, ANNEX VI

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 176(2); 180

Other

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 300

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 4

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 179(1); 189(2)(f)

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive

POG arrangements for distributors (Art. 25 para. 1 subpara. 6 IDD)

(EU) No 2017/2358 - product oversight and governance requirements for insurance · Art. N/A

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Templates S.04

Disclosure Templates

(EU) No 2015/2452 - procedures, formats and templates of the solvency and financial condition report · Art. Template S.04.05

Definition of domestic for reporting collateral by type

Regulation (EU) No 575/2013 (CRR) · Art. 430

Reporting Templates

(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Template S.14.02

Whether values to be reported in template C 08.03 and C 34.07 should be based on original obligor or resultant obligor

Regulation (EU) No 575/2013 (CRR) · Art. 430

Finrep validation v11942_m - Collaterals received on NPL

Regulation (EU) No 575/2013 (CRR) · Art. 178

Other

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. N/A

NACE sector K- 'Financial and insurance activities' in F 06.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

NACE reporting in FINREP

Regulation (EU) No 575/2013 (CRR) · Art. 430