EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,405 ESMA 1,526 EIOPA 2,635 Joint Committee 256

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3,158 Q&As matching current filters · page 30 of 64

Treatment of Sovereign Wealth Funds as non-financial customers or financial customers

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Final Q&A

Answered 2015-04-30

Deposits received as collateral

Regulation (EU) No 575/2013 (CRR) · Art. 423

EBA Final Q&A

Answered 2015-04-30

Disclosure on the basis of consolidated situation of EU parent financial holding company

Regulation (EU) No 575/2013 (CRR) · Art. 13

EBA Final Q&A

Answered 2015-04-24

Definition of the exposure portfolio for which permanent partial use of standardised approach can be applied for by a credit institution using the IRB approach

Regulation (EU) No 575/2013 (CRR) · Art. 150

EBA Final Q&A

Answered 2015-04-10

Clarification of EBA answer published for Q&A 2014_1000

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-27

Disclosure requirement on individual basis

Regulation (EU) No 575/2013 (CRR) · Art. 13., 433.

EBA Final Q&A

Answered 2015-03-27

Error in validation v0623_m (C.21.00 – MKR SA EQU)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-27

Scaling factor for IRBA securitisations with 1250% risk weight under the Ratings Based Method

Regulation (EU) No 575/2013 (CRR) · Art. 261

EBA Final Q&A

Answered 2015-03-27

Scope for probation period

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-27

Consideration from residual values in the LCR calculation

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2015-03-27

Inclusion of consolidated current and year-end profits in Common Equity Tier 1 Capital

Regulation (EU) No 575/2013 (CRR) · Art. 26

EBA Final Q&A

Answered 2015-03-20

Validation rule v1384_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-13

Large Exposures - maturity buckets

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2015-03-13

The approach that AMA credit institutions should use when determining the relevant indicator in order to fill in C 16.00 – Operational risk template.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-13

Reporting of 10 largest exposures to institutions (correct counting in a case where 2 clients in a group of connected clients are institutions)

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2015-03-13

Country of incorporation of SMEs and application of the supporting factor

Regulation (EU) No 575/2013 (CRR) · Art. 501

EBA Final Q&A

Answered 2015-03-13

Table 11.1 - notional amount of derivatives used in two hedge relationshops (fair value and cash flow hedges)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-13

Leasing: Residual value risk

Regulation (EU) No 575/2013 (CRR) · Art. 134

EBA Final Q&A

Answered 2015-03-06

Handling of unrealised gains/losses in Own Funds and Exposures

Regulation (EU) No 575/2013 (CRR) · Art. 467, 468

EBA Final Q&A

Answered 2015-03-06

Statement of profit or loss

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-02-27

Reporting "type of connection" in column 040 of LE3 (C 29.00)

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2015-02-27

Aggregate Liabilities

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2015-02-20

LCR Inflows: current accounts with other credit institutions

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2015-02-20

Exemption of purchased receivables from Aricle 405's retention requirement

Regulation (EU) No 575/2013 (CRR) · Art. 405

EBA Final Q&A

Answered 2015-02-20

Short positions in financial institution capital instruments

Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69

EBA Final Q&A

Answered 2015-02-20

Where and how much to report forward starting repo or reverse repo ?

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Final Q&A

Answered 2015-02-20

Inclusion of interim profits / Deduction of losses in own funds

Regulation (EU) No 575/2013 (CRR) · Art. 26, 36

EBA Final Q&A

Answered 2015-02-20

Risk Retention

Regulation (EU) No 575/2013 (CRR) · Art. 405

EBA Final Q&A

Answered 2015-02-20

On-balance sheet netting and exemption from the Large Exposures limits - question 1

Regulation (EU) No 575/2013 (CRR) · Art. 395, 400

EBA Final Q&A

Answered 2015-02-06

On-balance sheet netting and exemption from the Large Exposures limits

Regulation (EU) No 575/2013 (CRR) · Art. 400

EBA Final Q&A

Answered 2015-02-06

Treatment of Cash collateral

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2015-01-16

Issues with Template row headers

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

Start of Probation Period

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

Tracking of Past-due amounts

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

FINREP Table 31 - Related parties - derecognition of non-financial assets

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

Templates 17.1, 17.2 and 17.3 - Reconciliation between Accounting and CRR scope of consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

International organisations regarding z-axis "Country of residence of the counterparty"

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

FINREP Templates 8.1 and 8.2

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-01-16

Treatment of Exposures to ‘Civil-law associations’

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2015-01-16

Transitional adjustments in regards to Goodwill in CA5.1

Regulation (EU) No 575/2013 (CRR) · Art. Article 36 (1) b., 37, 469, 478 CRR

EBA Final Q&A

Answered 2015-01-16

Additional Reporting templates for FINREP (large exposures)

Regulation (EU) No 575/2013 (CRR) · Art. CRR Art 392-395

EBA Final Q&A

Answered 2015-01-16

Reporting of two groups of connected clients when one client is considered as the most significant entity within both groups

Regulation (EU) No 575/2013 (CRR) · Art. 394 &amp;amp;amp; 4(1)point(39)

EBA Final Q&A

Answered 2015-01-16

Classification of in default exposures that are at the same time is an Item Associated with Particular High Risk

Regulation (EU) No 575/2013 (CRR) · Art. 128

EBA Final Q&A

Answered 2015-01-16

Specific credit risk adjustments on exposures in default

Regulation (EU) No 575/2013 (CRR) · Art. 159

EBA Final Q&A

Answered 2015-01-16

Capital requirements for a subgroup integrated by a parent holding company in a Member State and its institutions and subsidiary financial institutions

Regulation (EU) No 575/2013 (CRR) · Art. 11, 18

EBA Final Q&A

Answered 2015-01-09

Treatment of Hedges for Equity-Linked Employee Compensation Schemes and Impact on FSE Capital Deductions

Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69

EBA Final Q&A

Answered 2014-12-19

Treatment of contracts for difference under Article 327(1) or Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 327

EBA Final Q&A

Answered 2014-12-19

Internal model for correlation trading