EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,155 Q&As matching current filters · page 30 of 64
Definition of the exposure portfolio for which permanent partial use of standardised approach can be applied for by a credit institution using the IRB approach
Regulation (EU) No 575/2013 (CRR) · Art. 150
Answered 2015-04-10
Clarification of EBA answer published for Q&A 2014_1000
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-27
Disclosure requirement on individual basis
Regulation (EU) No 575/2013 (CRR) · Art. 13., 433.
Answered 2015-03-27
Error in validation v0623_m (C.21.00 – MKR SA EQU)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-27
Scaling factor for IRBA securitisations with 1250% risk weight under the Ratings Based Method
Regulation (EU) No 575/2013 (CRR) · Art. 261
Answered 2015-03-27
Scope for probation period
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-27
Consideration from residual values in the LCR calculation
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2015-03-27
Inclusion of consolidated current and year-end profits in Common Equity Tier 1 Capital
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2015-03-20
Validation rule v1384_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-13
Large Exposures - maturity buckets
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2015-03-13
The approach that AMA credit institutions should use when determining the relevant indicator in order to fill in C 16.00 – Operational risk template.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-13
Reporting of 10 largest exposures to institutions (correct counting in a case where 2 clients in a group of connected clients are institutions)
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2015-03-13
Country of incorporation of SMEs and application of the supporting factor
Regulation (EU) No 575/2013 (CRR) · Art. 501
Answered 2015-03-13
Table 11.1 - notional amount of derivatives used in two hedge relationshops (fair value and cash flow hedges)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-13
Leasing: Residual value risk
Regulation (EU) No 575/2013 (CRR) · Art. 134
Answered 2015-03-06
Handling of unrealised gains/losses in Own Funds and Exposures
Regulation (EU) No 575/2013 (CRR) · Art. 467, 468
Answered 2015-03-06
Statement of profit or loss
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-02-27
Reporting "type of connection" in column 040 of LE3 (C 29.00)
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2015-02-27
Aggregate Liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-02-20
LCR Inflows: current accounts with other credit institutions
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2015-02-20
Exemption of purchased receivables from Aricle 405's retention requirement
Regulation (EU) No 575/2013 (CRR) · Art. 405
Answered 2015-02-20
Short positions in financial institution capital instruments
Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69
Answered 2015-02-20
Where and how much to report forward starting repo or reverse repo ?
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2015-02-20
Inclusion of interim profits / Deduction of losses in own funds
Regulation (EU) No 575/2013 (CRR) · Art. 26, 36
Answered 2015-02-20
Risk Retention
Regulation (EU) No 575/2013 (CRR) · Art. 405
Answered 2015-02-20
On-balance sheet netting and exemption from the Large Exposures limits - question 1
Regulation (EU) No 575/2013 (CRR) · Art. 395, 400
Answered 2015-02-06
On-balance sheet netting and exemption from the Large Exposures limits
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2015-02-06
Treatment of Cash collateral
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2015-01-16
Issues with Template row headers
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Tracking of Past-due amounts
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Start of Probation Period
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Templates 17.1, 17.2 and 17.3 - Reconciliation between Accounting and CRR scope of consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
International organisations regarding z-axis "Country of residence of the counterparty"
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
FINREP Table 31 - Related parties - derecognition of non-financial assets
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
FINREP Templates 8.1 and 8.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-01-16
Treatment of Exposures to ‘Civil-law associations’
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2015-01-16
Transitional adjustments in regards to Goodwill in CA5.1
Regulation (EU) No 575/2013 (CRR) · Art. Article 36 (1) b., 37, 469, 478 CRR
Answered 2015-01-16
Additional Reporting templates for FINREP (large exposures)
Regulation (EU) No 575/2013 (CRR) · Art. CRR Art 392-395
Answered 2015-01-16
Reporting of two groups of connected clients when one client is considered as the most significant entity within both groups
Regulation (EU) No 575/2013 (CRR) · Art. 394 & 4(1)point(39)
Answered 2015-01-16
Classification of in default exposures that are at the same time is an Item Associated with Particular High Risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Answered 2015-01-16
Specific credit risk adjustments on exposures in default
Regulation (EU) No 575/2013 (CRR) · Art. 159
Answered 2015-01-16
Capital requirements for a subgroup integrated by a parent holding company in a Member State and its institutions and subsidiary financial institutions
Regulation (EU) No 575/2013 (CRR) · Art. 11, 18
Answered 2015-01-09
Treatment of Hedges for Equity-Linked Employee Compensation Schemes and Impact on FSE Capital Deductions
Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69
Answered 2014-12-19
Treatment of contracts for difference under Article 327(1) or Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 327
Answered 2014-12-19
Internal model for correlation trading
Regulation (EU) No 575/2013 (CRR) · Art. 374, 377
Answered 2014-12-19
Inclusion of partial write-offs in credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 158, 159
Answered 2014-12-19
Residence of the counterparty - short positions
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-12-19
Article 89 of Regulation (EU) No. 575/2013 (CRR) – risk weighting and prohibition of qualifying holdings outside the financial sector
Regulation (EU) No 575/2013 (CRR) · Art. Article 89
Answered 2014-12-19
Treatment of unrealised gains under the Common Equity Tier 1 (CET1) - unintended consequences due to a double deduction.
Regulation (EU) No 575/2013 (CRR) · Art. 35; 468
Answered 2014-12-19
Recognition of contractual netting agreements by the competent authority
Regulation (EU) No 575/2013 (CRR) · Art. 296
Answered 2014-12-12
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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