EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,661 Q&As matching current filters · page 29 of 34
Application of the risk indicators in specific cases - Liquidity sub-group
Directive 2014/59/EU (BRRD) · Art. Article 103
Submitted 2016-11-03
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Application of 8% requirement to group resolution
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-10-19
Difference between a reduction and a write-down
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-10-19
Model selection/use in context of a pending application of a significant model change
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-17
Annex V, Section 2.4: Market Benchmarking Portfolios. Definition of Portfolio 16 (FX)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Annex V, Section 1: Market Benchmarking Portfolios. Definition of Portfolio 13 (FX)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Annex V, Section 1: Market Benchmarking Portfolios. Definition of Portfolio 10 (IR)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Determination of the recapitalisation amount of MREL (in the RTS on MREL)
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2016-10-07
Clarification on portfolio specification.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Clarification on credit portfolio specifications.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Clarification on portfolio specification.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
Benchmarking portfolios: document clause for CDS
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-29
Benchmarking portfolios: termination date
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-29
Calculation of “total liabilities including own funds”
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-09-22
Cost of living of legal persons
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Provision of data to cover the cost of living
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Minimum requirement for own funds and eligible liabilities (MREL) - procedures, forms and templates
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2016-09-15
Appropriate amount in Article 8(4)
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Clarification of 'Facility Type', regarding the characteristic values 'Undrawn committed credit facility' (Annex I) and 'Undrawn committed other credit facility' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Clarification of 'Facility Type', regarding the characteristic values 'Other Facilities' (Annex I) and 'Full Risk' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Reporting of CCF values for FIRB
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-08-09
Application of the Guidelines on sound remuneration policies to the award and pay out of variable remuneration for the performance year 2016
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2016-08-05
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Max amount of cash leverage in the mandate of an AIF in order to NOT be considered as a high risk exposure
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-20
Portfolios where Maturity should be completed
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-07-20
Treatment of irrevocable payment commitments according to Article 103(3) BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111, 112, 134; 166, 147 156
Submitted 2016-07-15
MREL calculation on a consolidated basis
Directive 2014/59/EU (BRRD) · Art. 45 (3)
Submitted 2016-07-12
Delta equivalent amount of cash-or-nothing digital (binary) options
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Submitted 2016-07-04
Assignment of exposures to exposure class of Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-07-01
Supervisory permission for reducing own funds if the institution repays share premium to its shareholders
Regulation (EU) No 575/2013 (CRR) · Art. 26(1)(b), 77
Submitted 2016-06-28
Clarification on "explicit guarantee arrangements"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-06-17
Termination date
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-06-08
VaR Multipliers
Regulation (EU) No 575/2013 (CRR) · Art. 366 CRR
Submitted 2016-05-31
Clarification on the treatment of regular clearing positions of central counterparties (CCPs) in the leverage ratio exposure measure (provided CCPs are subject to leverage ratio regulation)
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-05-27
Format of column 020 (exposure class) in Template 103 of Annex I
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-05-19
Consideration of collateral in the potential future credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2016-05-16
General principles governing resolution
Directive 2014/59/EU (BRRD) · Art. 34
Submitted 2016-05-09
Hedging derivatives in country splits of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-17
Use of deposit guarantee scheme
Directive 2014/59/EU (BRRD) · Art. 109
Submitted 2016-04-15
Governing Law of the Instruments under Article 66.4.(a) of the BRRD
Directive 2014/59/EU (BRRD) · Art. 66
Submitted 2016-04-13
Counterparty Credit Risk, Credit Default Swaps
Regulation (EU) No 575/2013 (CRR) · Art. 299
Submitted 2016-04-07
How institution-specific buffer and Capital buffer shall be reported in target CET1, T1 and Total Capital ratios (COREP C 03.00)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-06
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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