EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,200 Q&As matching current filters · page 18 of 64
Suspect wrong validation rule Finrep (DPM 2.7), F18: v5517_m, v5461_m, v5503_m and v5531.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-03-15
Presentation of cash flows related to non performing exposures in the template (C 66.01.a)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-03-15
Exposures to unrated institutions
Regulation (EU) No 575/2013 (CRR) · Art. 114, 121
Answered 2019-03-01
Exposures to regional governments, local authorities or public sector entities which are treated as exposures to central governments under Articles 115 and 116 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 115, 116, 143, 147, 150
Answered 2019-03-01
New risk weights for exposures to central governments or central banks not applicable in DPM 2.7 for C 07.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-02-22
Treatment of off-balance sheet exposures measured at reporting date at fair value trough P&L in templates F 18.00 and F 19.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-02-22
Reactivation of v0191_m as of v2.7.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-02-22
IFRS 9 Transitional arrangements – Calculation of the total exposure measure of the leverage ratio
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Answered 2019-02-15
On demand secured lending of Level 1 assets
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2019-02-08
Reporting of assets sold short as a additional outflow for LCR under Delegated Act
Regulation (EU) No 575/2013 (CRR) · Art. Article 423(4) of Regulation (EU) No. 575/2013 (CRR)
Answered 2019-02-08
Mapping of SEC-ERBA credit quality steps
Regulation (EU) No 575/2013 (CRR) · Art. 270a, 271e
Answered 2019-01-18
Treatment of government bonds of a third country as Level 1 assets when the credit quality step 1 is assigned according to article 114(7) of Regulation (EU) 575/2013
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2019-01-18
Inclusion of interim profits in CET1
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2019-01-18
Inclusion of interim profits in CET1 on consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2019-01-18
Treatment of Value Added Tax (VAT) accounts opened for collection and payment of VAT
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2019-01-18
Offset of Additional Value Adjustments (AVA) against Expected Loss (EL) under Article 159
Regulation (EU) No 575/2013 (CRR) · Art. 158, 159
Answered 2019-01-18
Inconsistency in validation rule eba_v4721_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Validation rule v6063_m in v2.7.0.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Validation rule v2818
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2019-01-11
DPM2.7.0.1 validation rules v5228_m,v5229_m,v_5231_m,v5235_m across template F18.00a, F04.04.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Validation rules on template F 18.00 comparing with F 04.04.1 and F 01.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Clarification “Other collateralized loans” template F 05.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
IFRS 9, validation rule v2776_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Recognition of specific credit risk adjustments on securitised defaulted exposures under Article 266(1) CRR to reduce risk-weighted exposure amounts (RWEA) on IRB securitisation positions with 1250% risk weight (RW).
Regulation (EU) No 575/2013 (CRR) · Art. 266
Answered 2019-01-11
Material exposure in connection with term "days past-due" in the definition of non-performing exposure
Regulation (EU) No 575/2013 (CRR) · Art. 178
Answered 2019-01-11
Template F 16.01 - Interest income and expenses by instrument and counterparty sector
Regulation (EU) No 575/2013 (CRR) · Art. N/A
Answered 2019-01-11
Template F 16.01 - Interest income and expenses by instrument and counterparty sector
Regulation (EU) No 575/2013 (CRR) · Art. N/A
Answered 2019-01-11
Reclassification of own funds instruments from a grandfathered category to a fully eligible category and purpose of grandfathering provisions
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63
Answered 2018-12-21
Large exposures - treatment of connected clients principle on exposures to other group entities outside prudential scope of consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2018-12-21
Credit Risk on Gold Bullion
Regulation (EU) No 575/2013 (CRR) · Art. 134
Answered 2018-12-21
Treatment of a loan signed well in advance of a contractually agreed utilisation date (forward starting loan)
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2018-12-21
Reporting of financial asset sales and write-offs in FINREP template F 02.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-12-14
Calculation of 3 year indicator at consolidated level where figures for individual entities are negative
Regulation (EU) No 575/2013 (CRR) · Art. 315
Answered 2018-11-23
FINREP. Validation rule v5468_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
C 08.01 - validation rule v5739_h (applicable as of v2.7)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
Reporting of memorandum items behavioural outflow/inflow in the ALMM maturity ladder (C 66.01)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2018-11-09
IFRS 9, validation rule v1386_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
Validation Rules v5014_m and v5015_m for FinRep nGAAP (v2.6)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
Treatment of a securities lending and borrowing service with regard to the LCR / Traitement d’un service de prêt et d’emprunt de titres en ce qui concerne le ratio de couverture des besoins de liquidité
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2018-11-09
Article 473a(2) – Consideration of accounting provisions for FVOCI debt instruments
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Answered 2018-10-05
Inconsistencies in validation rules v1974_h, v5447_m, v5475_m and v5443_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Follow-up to Q&A 2016_2609 - Template C 71.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2018-10-05
Finrep. Validation rule v5443_m and others
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Validation rule v2707_m (FINREP template 18 IFRS 9)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Validation rule v3129_m (FINREP template 18 and 19 IFRS 9)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
2.7 - Incorrect rules v0985_m and v0986_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Discrepancies between annotated table layout and EBA validation rules (e.g. v5351_m)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Validation rules EBA_V4399 and EBA_V4400 warning on the tables P 02.04 and P 02.05
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Label of column 140 in C07.00 and validation rule v0008_h
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Appropriate Risk Weight for purchased defaulted assets
Regulation (EU) No 575/2013 (CRR) · Art. 34, 105, 111
Answered 2018-09-21
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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