EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,155 Q&As matching current filters · page 18 of 64
Exposures to regional governments, local authorities or public sector entities which are treated as exposures to central governments under Articles 115 and 116 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 115, 116, 143, 147, 150
Answered 2019-03-01
New risk weights for exposures to central governments or central banks not applicable in DPM 2.7 for C 07.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-02-22
Treatment of off-balance sheet exposures measured at reporting date at fair value trough P&L in templates F 18.00 and F 19.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-02-22
Reactivation of v0191_m as of v2.7.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-02-22
IFRS 9 Transitional arrangements – Calculation of the total exposure measure of the leverage ratio
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Answered 2019-02-15
On demand secured lending of Level 1 assets
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2019-02-08
Reporting of assets sold short as a additional outflow for LCR under Delegated Act
Regulation (EU) No 575/2013 (CRR) · Art. Article 423(4) of Regulation (EU) No. 575/2013 (CRR)
Answered 2019-02-08
Mapping of SEC-ERBA credit quality steps
Regulation (EU) No 575/2013 (CRR) · Art. 270a, 271e
Answered 2019-01-18
Treatment of government bonds of a third country as Level 1 assets when the credit quality step 1 is assigned according to article 114(7) of Regulation (EU) 575/2013
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2019-01-18
Inclusion of interim profits in CET1
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2019-01-18
Inclusion of interim profits in CET1 on consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2019-01-18
Treatment of Value Added Tax (VAT) accounts opened for collection and payment of VAT
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2019-01-18
Offset of Additional Value Adjustments (AVA) against Expected Loss (EL) under Article 159
Regulation (EU) No 575/2013 (CRR) · Art. 158, 159
Answered 2019-01-18
Inconsistency in validation rule eba_v4721_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Validation rule v6063_m in v2.7.0.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Validation rule v2818
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2019-01-11
DPM2.7.0.1 validation rules v5228_m,v5229_m,v_5231_m,v5235_m across template F18.00a, F04.04.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Clarification “Other collateralized loans” template F 05.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Validation rules on template F 18.00 comparing with F 04.04.1 and F 01.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
IFRS 9, validation rule v2776_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-01-11
Recognition of specific credit risk adjustments on securitised defaulted exposures under Article 266(1) CRR to reduce risk-weighted exposure amounts (RWEA) on IRB securitisation positions with 1250% risk weight (RW).
Regulation (EU) No 575/2013 (CRR) · Art. 266
Answered 2019-01-11
Material exposure in connection with term "days past-due" in the definition of non-performing exposure
Regulation (EU) No 575/2013 (CRR) · Art. 178
Answered 2019-01-11
Template F 16.01 - Interest income and expenses by instrument and counterparty sector
Regulation (EU) No 575/2013 (CRR) · Art. N/A
Answered 2019-01-11
Template F 16.01 - Interest income and expenses by instrument and counterparty sector
Regulation (EU) No 575/2013 (CRR) · Art. N/A
Answered 2019-01-11
Reclassification of own funds instruments from a grandfathered category to a fully eligible category and purpose of grandfathering provisions
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63
Answered 2018-12-21
Large exposures - treatment of connected clients principle on exposures to other group entities outside prudential scope of consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2018-12-21
Credit Risk on Gold Bullion
Regulation (EU) No 575/2013 (CRR) · Art. 134
Answered 2018-12-21
Treatment of a loan signed well in advance of a contractually agreed utilisation date (forward starting loan)
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2018-12-21
Reporting of financial asset sales and write-offs in FINREP template F 02.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-12-14
Calculation of 3 year indicator at consolidated level where figures for individual entities are negative
Regulation (EU) No 575/2013 (CRR) · Art. 315
Answered 2018-11-23
FINREP. Validation rule v5468_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
C 08.01 - validation rule v5739_h (applicable as of v2.7)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
Reporting of memorandum items behavioural outflow/inflow in the ALMM maturity ladder (C 66.01)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2018-11-09
IFRS 9, validation rule v1386_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
Validation Rules v5014_m and v5015_m for FinRep nGAAP (v2.6)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-11-09
Treatment of a securities lending and borrowing service with regard to the LCR / Traitement d’un service de prêt et d’emprunt de titres en ce qui concerne le ratio de couverture des besoins de liquidité
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2018-11-09
Article 473a(2) – Consideration of accounting provisions for FVOCI debt instruments
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Answered 2018-10-05
Inconsistencies in validation rules v1974_h, v5447_m, v5475_m and v5443_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Follow-up to Q&A 2016_2609 - Template C 71.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2018-10-05
Finrep. Validation rule v5443_m and others
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Validation rule v2707_m (FINREP template 18 IFRS 9)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Validation rule v3129_m (FINREP template 18 and 19 IFRS 9)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
2.7 - Incorrect rules v0985_m and v0986_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Discrepancies between annotated table layout and EBA validation rules (e.g. v5351_m)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Validation rules EBA_V4399 and EBA_V4400 warning on the tables P 02.04 and P 02.05
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Label of column 140 in C07.00 and validation rule v0008_h
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-10-05
Appropriate Risk Weight for purchased defaulted assets
Regulation (EU) No 575/2013 (CRR) · Art. 34, 105, 111
Answered 2018-09-21
Application of the definition of ‘speculative immovable property financing’ under the Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 4, 128
Answered 2018-09-21
Recalculation of thresholds of Article 48 CRR due to IFRS 9 transitional arrangements (Art. 473a)
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Answered 2018-08-24
IFRS 9 Transitional arrangements - Definition of ‘t’
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Answered 2018-08-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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