EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,811 Q&As matching current filters · page 171 of 177
Annex IV, template C 105.01, c060, interpretation of term "case weighted" in column 060 (Case Weighted average default rate for calibration)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-07
Is portfolio name a result of the portfolio allocation or a pattern column with addition rule semantics?
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-01
Calculation of the maximum risk weighted exposure amount (RWEA) for securitisation positions in accordance with Article 260 CRR [prior to Regulation 2017/2401]
Regulation (EU) No 575/2013 (CRR) · Art. 268
Submitted 2017-02-01
MTF operator being a member/participant of its own MTF
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2017-01-31
Specialised lending for the ‘Low Default portfolios’ Supervisory Benchmarking Exercise 2017
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-25
Applicability of Directive 2001/24/EC by virtue of Article 117 para 1 subpara 4 of Directive 2014/59/EU
Directive 2014/59/EU (BRRD) · Art. 117
Submitted 2017-01-24
Application of the 0% floor in the calculation of the supervisory standard shock (particularly downward scenario).
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2017-01-23
Deposits referred to the in Article 7(8) DGSD
Directive 2014/59/EU (BRRD) · Art. 43, 108
Submitted 2017-01-20
Exercise of the power to convert liabilities towards creditors
Directive 2014/59/EU (BRRD) · Art. 43(3), 43(5)(a), 44(2), 46(1)(b), 75, and 101(2)
Submitted 2017-01-20
Data level for template C 101.00 of Annex III related to Exposure Classes (column 020)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-19
Level of data to be reported for LEI codes provided in Annex I
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-19
Sliding scale method
Directive 2014/49/EU (DGSD) · Art. 13
Submitted 2017-01-12
RWA Standardised (c180 of C 102.00 and C 103.00)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Funded and unfunded credit protection
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Template C 105.01 for 2017 exercise (end 2016 data)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Report of Type of Facility
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Position limits and short positions
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2016-12-19
Treatment of central bank reserves in third countries
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2016-12-13
Recapitalization
Directive 2014/59/EU (BRRD) · Art. 19-26
Submitted 2016-12-09
Necessary prior authorisation in Article 60
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-12-05
Deposits covered by third country deposit guarantee schemes
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-12-05
Liability already accrued
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-11-23
Reference to point (b) in Article 60(2)
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-11-23
Rating grades in Annex I of the draft ITS on benchmarking
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-11-17
IMV definition for 2017 Market Risk Benchmarking exercise
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-11-14
Calculation of distributable items for Additional Tier 1 instruments which is inconsistent across the EU
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-11-11
Prudential treatment of extraordinary ex-post contributions to resolution funds pursuant to Article 104 of the BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2016-11-09
Pillar 3 Disclosure Requirements for Standalone Solo Banks with a Third Country Parent
Regulation (EU) No 575/2013 (CRR) · Art. 6, 13
Submitted 2016-11-09
Application of the risk indicators in specific cases - Liquidity sub-group
Directive 2014/59/EU (BRRD) · Art. Article 103
Submitted 2016-11-03
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Difference between a reduction and a write-down
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-10-19
Application of 8% requirement to group resolution
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-10-19
Model selection/use in context of a pending application of a significant model change
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-17
Annex V, Section 2.4: Market Benchmarking Portfolios. Definition of Portfolio 16 (FX)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Annex V, Section 1: Market Benchmarking Portfolios. Definition of Portfolio 13 (FX)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Annex V, Section 1: Market Benchmarking Portfolios. Definition of Portfolio 10 (IR)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Investment advice on an independent basis
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Submitted 2016-10-10
Determination of the recapitalisation amount of MREL (in the RTS on MREL)
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2016-10-07
Clarification on portfolio specification.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Clarification on portfolio specification.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Clarification on credit portfolio specifications.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
Benchmarking portfolios: document clause for CDS
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-29
Benchmarking portfolios: termination date
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-29
Calculation of “total liabilities including own funds”
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-09-22
Cost of living of legal persons
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Appropriate amount in Article 8(4)
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Minimum requirement for own funds and eligible liabilities (MREL) - procedures, forms and templates
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2016-09-15
Provision of data to cover the cost of living
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Clarification of 'Facility Type', regarding the characteristic values 'Undrawn committed credit facility' (Annex I) and 'Undrawn committed other credit facility' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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