EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,361 Q&As matching current filters · page 144 of 148
The EAD to be reported if no IRB exposure exists
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-10-12
Question refer to Guidelines on disclosures requirments under Part Eight of Regulation No 575/2013 template 11 EU CR1-A Credit quality of exposures by exposure class and instrument
Regulation (EU) No 575/2013 (CRR) · Art. Articles 431 - 455
Submitted 2017-08-21
Specialised Lending exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-07-31
Revolving exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-07-31
Consideration of surplus collateral received in providing further credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2017-05-24
Application of IRB floor
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2017-03-17
Undrawn uncommitted credit lines
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-10
C 101.00 / C 102.00 – Calculation of exposure weighted CCF (c100)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-08
Mark-to-Market Method: Add-on for sold options
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2017-03-08
C 101.00 – Reporting of Rating (c040) - counterparties with multiple ratings
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-08
Eligible liabilities for the purpose of MREL
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2017-03-07
Supervisory Benchmarking Exercise, Annex II, C 102.00, Columns 150-170 - NACE code, type of exposure, size of exposure
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex II, C 102.00, column 020 - Portfolio name
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex I, template C 101.00 – Multiple entities mapped to the same LEI
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Supervisory Benchmarking Exercise, Annex II, C 102.00, Column 100 - Facilities
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex II, C 102.00, column 020 – Large corporate sample
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Content of templates C 105.01, C 105.02 and C 105.03
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-27
Supervisory Benchmarking Portfolios (SBP) - Z axes on C 101.00 and C 102.00
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-27
Annex IV, template C 105.01, c060, interpretation of term "case weighted" in column 060 (Case Weighted average default rate for calibration)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-07
Is portfolio name a result of the portfolio allocation or a pattern column with addition rule semantics?
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-01
MTF operator being a member/participant of its own MTF
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2017-01-31
Specialised lending for the ‘Low Default portfolios’ Supervisory Benchmarking Exercise 2017
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-25
Application of the 0% floor in the calculation of the supervisory standard shock (particularly downward scenario).
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2017-01-23
Data level for template C 101.00 of Annex III related to Exposure Classes (column 020)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-19
Level of data to be reported for LEI codes provided in Annex I
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-01-19
Sliding scale method
Directive 2014/49/EU (DGSD) · Art. 13
Submitted 2017-01-12
Template C 105.01 for 2017 exercise (end 2016 data)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
RWA Standardised (c180 of C 102.00 and C 103.00)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Report of Type of Facility
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
Position limits and short positions
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2016-12-19
Treatment of central bank reserves in third countries
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2016-12-13
Reference to point (b) in Article 60(2)
Directive 2014/59/EU (BRRD) · Art. 60
Submitted 2016-11-23
Rating grades in Annex I of the draft ITS on benchmarking
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-11-17
IMV definition for 2017 Market Risk Benchmarking exercise
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-11-14
Model selection/use in context of a pending application of a significant model change
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-17
Annex V, Section 1: Market Benchmarking Portfolios. Definition of Portfolio 10 (IR)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Annex V, Section 2.4: Market Benchmarking Portfolios. Definition of Portfolio 16 (FX)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Annex V, Section 1: Market Benchmarking Portfolios. Definition of Portfolio 13 (FX)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-13
Investment advice on an independent basis
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Submitted 2016-10-10
Clarification on portfolio specification.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Clarification on portfolio specification.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Clarification on credit portfolio specifications.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-10-06
Benchmarking portfolios: termination date
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-29
Benchmarking portfolios: document clause for CDS
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-29
Appropriate amount in Article 8(4)
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Minimum requirement for own funds and eligible liabilities (MREL) - procedures, forms and templates
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2016-09-15
Provision of data to cover the cost of living
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Cost of living of legal persons
Directive 2014/49/EU (DGSD) · Art. 8
Submitted 2016-09-15
Clarification of 'Facility Type', regarding the characteristic values 'Other Facilities' (Annex I) and 'Full Risk' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Clarification of 'Facility Type', regarding the characteristic values 'Undrawn committed credit facility' (Annex I) and 'Undrawn committed other credit facility' (Annex II)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-09-12
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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