EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,150 Q&As matching current filters · page 131 of 143
Retail exposure class and risk weight for exposure value of derivative instruments
Regulation (EU) No 575/2013 (CRR) · Art. 123
Answered 2014-06-27
Reporting on own funds and own funds requirements - Exposure value calculation
Regulation (EU) No 575/2013 (CRR) · Art. 111, 389
Answered 2014-06-27
Allocation of loans and advances secured by more than one type of collateral in F 05.00 Breakdown of loans and advances by product
Regulation (EU) No 575/2013 (CRR) · Art. Art 99
Answered 2014-06-27
Template 5 - Missing Validation Rule
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-06-27
Supervisory Reporting (FINREP templates), 40.1 Group structure: “entity-by-entity”
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-06-27
Outflows from credit and liquidity facilities
Regulation (EU) No 575/2013 (CRR) · Art. 424
Answered 2014-06-27
COREP CR IRB - Calculation of column 10 - obligor PD with or without CRM technique
Regulation (EU) No 575/2013 (CRR) · Art. 180
Answered 2014-06-27
Supervisory Reporting requirements of branches in host countries
Regulation (EU) No 575/2013 (CRR) · Art. n/a
Answered 2014-06-27
Liquidity-sub group
Regulation (EU) No 575/2013 (CRR) · Art. 8
Answered 2014-06-27
Bestimmung der Forderungsklasse für börslich gehandelte Optionen, Warrants und Futures / Determination of the exposure class for exchange-traded options, warrants and futures
Regulation (EU) No 575/2013 (CRR) · Art. 112
Answered 2014-06-20
Definition of liquidity facility
Regulation (EU) No 575/2013 (CRR) · Art. 424, 425
Answered 2014-06-20
Calculation of outstanding Tier 2 capital, following pre-payment of amounts that have been amortised or phased-out
Regulation (EU) No 575/2013 (CRR) · Art. 64
Answered 2014-06-20
Capital instruments that were issued with an incentive to redeem but no longer contain one
Regulation (EU) No 575/2013 (CRR) · Art. 63, 489, 490
Answered 2014-06-20
Definition of ‘establishment’ for the purposes of Country-by-Country reporting – scope of consolidation
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-06-06
First time application of country-by-country reporting – interaction between Article 89 paragraphs (1) and (2)
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-06-06
What is ‘turnover’ for the purposes of Country-by-Country reporting?
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-06-06
Treatment as own funds under Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63, 484
Answered 2014-06-06
Lower maximum penalties for natural persons
Directive 2013/36/EU (CRD) · Art. 66
Answered 2014-06-06
Definition of counterparty for the purpose of applying on-balance sheet netting
Regulation (EU) No 575/2013 (CRR) · Art. 195
Answered 2014-06-06
Scope of "undertaking" in Article 325 (1) of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 325
Answered 2014-06-06
Interpretation of Article 325b of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 325b
Answered 2014-06-06
Grandfathering of Own Funds Instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Answered 2014-06-06
Capital buffers
Directive 2013/36/EU (CRD) · Art. 131
Answered 2014-06-06
Clarifications with respect to Commission Implementing Regulation (EU) No. 1423/2013 (ITS on disclosure of own funds requirments)
Regulation (EU) No 575/2013 (CRR) · Art. 437
Answered 2014-05-28
Grandfathering of own funds
Regulation (EU) No 575/2013 (CRR) · Art. 52
Answered 2014-05-28
Conversion of the total amount owed to institution from national currency to EUR
Regulation (EU) No 575/2013 (CRR) · Art. 501
Answered 2014-05-28
High Income OECD countries and High Income Euro Area countries as defined in the OECD
Regulation (EU) No 575/2013 (CRR) · Art. 137
Answered 2014-05-23
Application of phase-in regime
Regulation (EU) No 575/2013 (CRR) · Art. 472, 475, 477
Answered 2014-05-23
Passporting for financial institutions
Directive 2013/36/EU (CRD) · Art. 34
Answered 2014-05-23
Validations
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-05-23
Grandfathering
Regulation (EU) No 575/2013 (CRR) · Art. 486, 487, 488
Answered 2014-05-23
CVA for client exposures
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2014-05-23
Conditions for application of 4% risk weight
Regulation (EU) No 575/2013 (CRR) · Art. 305
Answered 2014-05-23
Risk Committee (old CCP question 20 dated 21/05/2014)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 28 of EMIR - old CCP question 20 dated 21/05/2014
Answered 2014-05-21
Organisational requirements (old CCP question 13 dated 21/05/2014)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 26 of EMIR - old CCP question 13 dated 21/05/2014
Answered 2014-05-21
Prudential Requirements (old CCP question 21 dated 21/05/2014)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Guideline and Recommendation 3(b)(v) - old CCP question 21 dated 21/05/2014
Answered 2014-05-21
Eligibility of capital instruments for classification as Common Equity Tier 1 instruments when the instruments are supplemented by a contractual obligation of the majority-shareholder to pay a fixed yearly compensation to the minority shareholders
Regulation (EU) No 575/2013 (CRR) · Art. 28
Answered 2014-05-16
Specific collective provisions allocation
Regulation (EU) No 575/2013 (CRR) · Art. 110
Answered 2014-05-16
Standardised Method
Regulation (EU) No 575/2013 (CRR) · Art. 384
Answered 2014-05-16
CCF applicable to ABCP liquidity facilities for Leverage ratio purposes
Regulation (EU) No 575/2013 (CRR) · Art. 429f
Answered 2014-05-08
Look through approach to be applied for calculation of Leverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2014-05-08
Application of specific national filters and deductions when computing threshold deductions
Regulation (EU) No 575/2013 (CRR) · Art. 481
Answered 2014-05-08
Determining the exposure value for repurchase transactions for the purpose of calculating the leverage ratio in case the collateral provided doesn’t qualify as eligible according to CRR
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2014-05-08
10% limit for significant investments (for threshold exemptions determination purposes)
Regulation (EU) No 575/2013 (CRR) · Art. 470
Answered 2014-05-08
Disclosure of certain information by large subsidiaries of EU parent institutions on an individual or sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 13
Answered 2014-04-30
Forbearance - Exit criteria
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Answered 2014-04-30
Template questions
Regulation (EU) No 575/2013 (CRR) · Art. 1
Answered 2014-04-30
Reporting Market Value in liabilities resulting from secured lending and capital market driven transactions as defined in Article 192 (C 52.00 template)
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2014-04-30
How to report reverse repo operations in Part A template AE-ASS (C 31.01) and/or AE-COLL (C 32.02)
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2014-04-30
Draft Implementing Technical Standards (ITS) on supervisory reporting under the CRR, CR IP Losses (C 15.00)
Regulation (EU) No 575/2013 (CRR) · Art. 101 CRR
Answered 2014-04-30
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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