EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,150 Q&As matching current filters · page 125 of 143
Credit Risk Mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 197
Answered 2015-07-10
Applicability of Article 423(1) of the CRR for intermediaries facilitating derivatives clearing between its clients and a CCP
Regulation (EU) No 575/2013 (CRR) · Art. 423
Answered 2015-07-10
Exemptions from the application of Article 395(1)
Regulation (EU) No 575/2013 (CRR) · Art. 395, 400, 403
Answered 2015-07-10
Reporting of Counterparties on LE2 and LE3 Templates - connected counterparties
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2015-07-10
Use of ECAI credit assessments for the determination of risk weights
Regulation (EU) No 575/2013 (CRR) · Art. 120,121,138
Answered 2015-07-03
FINREP – Reporting of accumulated changes in fair value due to credit risk and FINREP sign convention
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-06-26
Reporting of secured lending if an institution has no possession of the collateral
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2015-06-26
Exemption of deduction under transitional arrangements. Calculation of the threshold of Article 470 of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 470
Answered 2015-06-26
Excess of deductions from AT1 items over AT1 capital which must be deducted from CET1, but is caused by the impact of transitional arrangements.
Regulation (EU) No 575/2013 (CRR) · Art. 469
Answered 2015-06-26
Inconsistencies in FINREP validation rules for Allowances and provisions for impaired debt instruments, defaulted guarantees and defaulted commitments (F31.01)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-06-26
Significance of the term ‘without prejudice’ in Article 86 of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 86
Answered 2015-06-26
Basel I floor
Regulation (EU) No 575/2013 (CRR) · Art. 500
Answered 2015-06-26
Definition of Additional Tier 1 instruments for the purposes of Article 141 of Directive 2013/36/EU
Directive 2013/36/EU (CRD) · Art. 141
Answered 2015-06-26
When should an external rating be considered as a primary factor determining an internal rating assignment
Regulation (EU) No 575/2013 (CRR) · Art. 143
Answered 2015-06-19
Recognition of additional credit protection in the regulatory LGD
Regulation (EU) No 575/2013 (CRR) · Art. 143
Answered 2015-06-19
Definition for short-term letters of credit
Regulation (EU) No 575/2013 (CRR) · Art. 4, 120
Answered 2015-06-19
Application of volatility haircuts adjusted under Article 285(3) (extended margin period of risk)
Regulation (EU) No 575/2013 (CRR) · Art. 285
Answered 2015-06-19
Securities borrowing - early termination clause vs HQLA
Regulation (EU) No 575/2013 (CRR) · Art. 417
Answered 2015-06-19
Deduction of direct holdings of CET 1 instruments of FSEs
Regulation (EU) No 575/2013 (CRR) · Art. 45
Answered 2015-06-19
Reporting of Liabilities against the initial margin and default fund
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2015-06-19
C 45.00 - LEVERAGE RATIO CALCULATION (LRCalc): arithmetic mean of monthly data vs. end of quarter data
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2015-06-12
Disclosure of the Leverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 451, 521
Answered 2015-06-12
Clarification on Leverage Ratio Delegated Act Reporting
Regulation (EU) No 575/2013 (CRR) · Art. ARTICLE 429, 429 bis, 429 ter
Answered 2015-06-12
Maturity matching
Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69
Answered 2015-06-12
Reduction of CET1 by absorbing losses which are already accounted as loss brought forward
Regulation (EU) No 575/2013 (CRR) · Art. 77, 78
Answered 2015-06-05
Usage of the internal model for determining the own funds requirements for the specific risk associated with traded debt positions in the advanced method for Credit Valuation Adjustment (CVA) risk
Regulation (EU) No 575/2013 (CRR) · Art. 383
Answered 2015-06-05
Eligible hedge of Credit Valuation Adjustment (CVA)
Regulation (EU) No 575/2013 (CRR) · Art. 386
Answered 2015-06-05
Currency in which the information that the institutions report to the competent authorities of the home member State must be submitted, according to art. 415, par.2. (Templates: C.51.00.w, C.51.00.x, C.52.00.w, C.52.00.x, C.52.00.y, C.52.00.z, C.53.00.w, C.53.00.x, C.53.00.y, C.54.00.a, C54.00.w)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-05-29
F18 & F19 Commercial Real Estate
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-05-29
Statement of Profit or Loss
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-05-29
FINREP – reporting of negative interest
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-05-22
Treatment of specific liabilities - even deduction
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-05-22
Client money
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2015-05-08
Defintion of “micro, small and medium sized enterprises”
Directive 2014/59/EU (BRRD) · Art. 108
Answered 2015-05-08
10 largest exposures to institutions and unregulated financial sector entities
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2015-05-08
Report information on the 20 largest exposures to clients or groups of connected clients
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2015-05-08
Inclusion of interim profits in CET1
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2015-05-08
Forborne exposures, Template 19, column 110
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-05-08
Statement of Profit or Loss
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-05-08
Exposure to third country institutions and investment firms
Regulation (EU) No 575/2013 (CRR) · Art. 107
Answered 2015-04-30
Implementation of the provisions on the shorter transitional period for a countercyclical capital buffer, as provided under Article 160 of the Directive 2013/36/EU
Directive 2013/36/EU (CRD) · Art. 160
Answered 2015-04-30
Treatment of Sovereign Wealth Funds as non-financial customers or financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2015-04-30
Deposits received as collateral
Regulation (EU) No 575/2013 (CRR) · Art. 423
Answered 2015-04-30
Disclosure on the basis of consolidated situation of EU parent financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 13
Answered 2015-04-24
Removal of Senior Management
Directive 2014/59/EU (BRRD) · Art. 27, 28
Answered 2015-04-17
Solvency in the context of Article 32(4)(d)
Directive 2014/59/EU (BRRD) · Art. 32
Answered 2015-04-17
Definition of the exposure portfolio for which permanent partial use of standardised approach can be applied for by a credit institution using the IRB approach
Regulation (EU) No 575/2013 (CRR) · Art. 150
Answered 2015-04-10
Authorisation of a CCP (old CCP question 6 dated 31/03/2015)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 14 of EMIR - old CCP question 6 dated 31/03/2015
Answered 2015-03-31
Segregation and portability (old CCP question 8 dated 31/03/2015)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 39 of EMIR - old CCP question 8 dated 31/03/2015
Answered 2015-03-31
Clarification of EBA answer published for Q&A 2014_1000
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-03-27
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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